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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
326
RTX Corp
RTX
$290B
$16K 0.01%
205
– –
RY icon
327
Royal Bank of Canada
RY
$291B
$16K 0.01%
215
– –
SIRI icon
328
SiriusXM
SIRI
$9.98B
$16K 0.01%
285
+20
+8% +$1.02K
VLO icon
329
Valero Energy
VLO
$90.1B
$16K 0.01%
234
– –
WOOD icon
330
iShares Global Timber & Forestry ETF
WOOD
$268M
$16K 0.01%
258
+125
+94% +$7.48K
ASXC
331
DELISTED
Asensus Surgical, Inc.
ASXC
$16K 0.01%
1,731
+577
+50% +$5.49K
AGCO icon
332
AGCO
AGCO
$7.15B
$15K 0.01%
220
– –
AOS icon
333
A.O. Smith
AOS
$8.17B
$15K 0.01%
266
– –
ATO icon
334
Atmos Energy
ATO
$28.8B
$15K 0.01%
185
– –
BR icon
335
Broadridge
BR
$17.8B
$15K 0.01%
200
– –
FTNT icon
336
Fortinet
FTNT
$119B
$15K 0.01%
1,990
+1,250
+169% +$9.69K
GAU
337
Galiano Gold
GAU
$455M
$15K 0.01%
10,000
– –
GS icon
338
Goldman Sachs
GS
$300B
$15K 0.01%
66
-140
-68% -$31.1K
PCG icon
339
PG&E
PCG
$38.3B
$15K 0.01%
226
-75
-25% -$5.05K
STM icon
340
STMicroelectronics
STM
$46.7B
$15K 0.01%
1,065
– –
VWO icon
341
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$15K 0.01%
359
– –
WSO icon
342
Watsco Inc
WSO
$12.7B
$15K 0.01%
99
– –
AKRX
343
DELISTED
Akorn Inc
AKRX
$15K 0.01%
452
– –
BPL
344
DELISTED
Buckeye Partners, L.P.
BPL
$15K 0.01%
+232
New +$15.3K
POT
345
DELISTED
Potash Corp Of Saskatchewan
POT
$15K 0.01%
894
+250
+39% +$4.14K
SPNC
346
DELISTED
Spectranetics Corp
SPNC
$15K 0.01%
396
– –
IVV icon
347
iShares Core S&P 500 ETF
IVV
$878B
$14K 0.01%
57
– –
LGND icon
348
Ligand Pharmaceuticals
LGND
$5.76B
$14K 0.01%
191
– –
LITE icon
349
Lumentum
LITE
$55.5B
$14K 0.01%
243
– –
POOL icon
350
Pool Corp
POOL
$6.75B
$14K 0.01%
118
– –
12 13
14
15 16

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.