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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
326
Annaly Capital Management
NLY
$17.1B
$16K 0.01%
368
+122
+50% +$5.19K
PI icon
327
Impinj
PI
$4.99B
$16K 0.01%
518
+58
+13% +$1.82K
RY icon
328
Royal Bank of Canada
RY
$294B
$16K 0.01%
215
– –
STM icon
329
STMicroelectronics
STM
$47.1B
$16K 0.01%
1,065
– –
VLO icon
330
Valero Energy
VLO
$87.1B
$16K 0.01%
234
– –
HEWC
331
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
$16K 0.01%
625
– –
BPL
332
DELISTED
Buckeye Partners, L.P.
BPL
– –
0
– –
ATO icon
333
Atmos Energy
ATO
$28.7B
$15K 0.01%
185
-185
-50% -$14.2K
HBI
334
DELISTED
Hanesbrands
HBI
$15K 0.01%
712
– –
IP icon
335
International Paper
IP
$22.4B
$15K 0.01%
320
– –
ROIC
336
DELISTED
Retail Opportunity Investments Corp.
ROIC
$15K 0.01%
715
– –
AXU
337
DELISTED
Alexco Resource Corp
AXU
$15K 0.01%
10,000
– –
AOS icon
338
A.O. Smith
AOS
$8.59B
$14K 0.01%
+266
New +$13.2K
ASIX icon
339
AdvanSix
ASIX
$546M
$14K 0.01%
518
– –
BR icon
340
Broadridge
BR
$18.6B
$14K 0.01%
200
– –
EA icon
341
Electronic Arts
EA
$52.9B
$14K 0.01%
160
– –
EPAM icon
342
EPAM Systems
EPAM
$5.74B
$14K 0.01%
+190
New +$13.2K
FNV icon
343
Franco-Nevada
FNV
$43.7B
$14K 0.01%
217
+77
+55% +$4.96K
FSBW icon
344
FS Bancorp
FSBW
$323M
$14K 0.01%
724
– –
IJR icon
345
iShares Core S&P Small-Cap ETF
IJR
$112B
$14K 0.01%
200
– –
IVV icon
346
iShares Core S&P 500 ETF
IVV
$898B
$14K 0.01%
57
– –
POOL icon
347
Pool Corp
POOL
$7.51B
$14K 0.01%
+118
New +$13.2K
RTX icon
348
RTX Corp
RTX
$300B
$14K 0.01%
205
-32
-14% -$2.25K
SCHW
349
Charles Schwab
SCHW
$188B
$14K 0.01%
336
– –
SIRI icon
350
SiriusXM
SIRI
$10.3B
$14K 0.01%
265
– –
12 13
14
15 16

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AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.