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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX
326
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$16K 0.01%
156
– –
HBI
327
DELISTED
Hanesbrands
HBI
$15K 0.01%
712
– –
MCK icon
328
McKesson
MCK
$101B
$15K 0.01%
105
+70
+200% +$10.3K
RY icon
329
Royal Bank of Canada
RY
$293B
$15K 0.01%
215
– –
TXT icon
330
Textron
TXT
$15.4B
$15K 0.01%
300
– –
ROIC
331
DELISTED
Retail Opportunity Investments Corp.
ROIC
$15K 0.01%
715
– –
TUP
332
DELISTED
Tupperware Brands Corporation
TUP
$15K 0.01%
+287
New +$16.8K
BPL
333
DELISTED
Buckeye Partners, L.P.
BPL
– –
-232
Closed -$15.3K
CMI icon
334
Cummins
CMI
$88.7B
$14K 0.01%
103
+1
+1% +$134
DBC icon
335
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$14K 0.01%
866
– –
IJR icon
336
iShares Core S&P Small-Cap ETF
IJR
$112B
$14K 0.01%
200
– –
AXU
337
DELISTED
Alexco Resource Corp
AXU
$14K 0.01%
+10,000
New +$15.4K
AGCO icon
338
AGCO
AGCO
$7.2B
$13K 0.01%
220
– –
BR icon
339
Broadridge
BR
$19B
$13K 0.01%
200
– –
EA
340
DELISTED
Electronic Arts
EA
$13K 0.01%
160
– –
FSBW icon
341
FS Bancorp
FSBW
$320M
$13K 0.01%
724
– –
HQH
342
abrdn Healthcare Investors
HQH
$1.32B
– –
-595
Closed -$13.3K
IVV icon
343
iShares Core S&P 500 ETF
IVV
$902B
$13K 0.01%
57
-92
-62% -$20.2K
MU icon
344
Micron Technology
MU
$991B
$13K 0.01%
590
-950
-62% -$17.8K
NPO icon
345
Enpro
NPO
$7.05B
$13K 0.01%
188
– –
OSUR icon
346
OraSure Technologies
OSUR
$279M
$13K 0.01%
1,500
– –
SCHW
347
Charles Schwab
SCHW
$187B
$13K 0.01%
336
– –
SPH icon
348
Suburban Propane Partners
SPH
$1.17B
– –
-434
Closed -$13.3K
TTWO icon
349
Take-Two Interactive
TTWO
$46.1B
$13K 0.01%
270
– –
UNIT
350
Uniti Group
UNIT
$2.32B
$13K 0.01%
513
+149
+41% +$4.01K
12 13
14
15 16

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.