We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALY
326
Callaway Golf Company
CALY
$3.14B
$18K 0.01%
2,000
– –
CDK
327
DELISTED
CDK Global, Inc.
CDK
$18K 0.01%
376
– –
PX
328
DELISTED
Praxair Inc
PX
$18K 0.01%
159
– –
DWX icon
329
State Street SPDR S&P International Dividend ETF
DWX
$533M
$17K 0.01%
498
– –
EMR icon
330
Emerson Electric
EMR
$88.3B
$17K 0.01%
318
– –
FCX icon
331
Freeport-McMoran
FCX
$97.5B
$17K 0.01%
1,687
-5,183
-75% -$36.4K
ISRA icon
332
VanEck Israel ETF
ISRA
$159M
$17K 0.01%
600
– –
NOK icon
333
Nokia
NOK
$52.3B
$17K 0.01%
2,866
+126
+5% +$807
PSLV icon
334
Sprott Physical Silver Trust
PSLV
$13.2B
$17K 0.01%
2,786
– –
SO icon
335
Southern Company
SO
$107B
$17K 0.01%
338
– –
A icon
336
Agilent Technologies
A
$41.2B
$16K 0.01%
398
– –
AWK icon
337
American Water Works
AWK
$26.9B
$16K 0.01%
230
+1
+0.4% +$65
AXP icon
338
American Express
AXP
$230B
$16K 0.01%
258
-175
-40% -$10.2K
CSX icon
339
CSX Corp
CSX
$93.1B
$16K 0.01%
1,839
+606
+49% +$4.91K
ENR icon
340
Energizer
ENR
$1.55B
$16K 0.01%
407
– –
FNV icon
341
Franco-Nevada
FNV
$46B
$16K 0.01%
266
– –
J icon
342
Jacobs Solutions
J
$17B
$16K 0.01%
453
-73
-14% -$2.38K
ASXC
343
DELISTED
Asensus Surgical, Inc.
ASXC
$16K 0.01%
+288
New +$12.3K
GER
344
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
0
– –
BPL
345
DELISTED
Buckeye Partners, L.P.
BPL
– –
0
– –
EOG icon
346
EOG Resources
EOG
$70.7B
$15K 0.01%
210
-140
-40% -$9.68K
EQT icon
347
EQT Corp
EQT
$32.3B
$15K 0.01%
399
– –
HES
348
DELISTED
Hess
HES
$15K 0.01%
288
– –
KMI icon
349
Kinder Morgan
KMI
$68.7B
$15K 0.01%
855
+500
+141% +$8.18K
PPT
350
Franklin Premier Income Trust
PPT
$328M
$15K 0.01%
3,150
– –
12 13
14
15 16

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.