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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
326
GSK
GSK
$106B
$16K 0.01%
312
+240
+333% +$12.2K
IDCC icon
327
InterDigital
IDCC
$8.89B
$16K 0.01%
330
– –
IJH icon
328
iShares Core S&P Mid-Cap ETF
IJH
$127B
$16K 0.01%
580
– –
IJR icon
329
iShares Core S&P Small-Cap ETF
IJR
$112B
$16K 0.01%
288
– –
NVDA icon
330
NVIDIA
NVDA
$5.42T
$16K 0.01%
20,000
+1,760
+10% +$1.33K
PPT
331
Franklin Premier Income Trust
PPT
$328M
$16K 0.01%
3,150
– –
SO icon
332
Southern Company
SO
$107B
$16K 0.01%
338
– –
PX
333
DELISTED
Praxair Inc
PX
$16K 0.01%
159
– –
AVA icon
334
Avista
AVA
$3.24B
$15K 0.01%
433
– –
EMR icon
335
Emerson Electric
EMR
$88.3B
$15K 0.01%
318
– –
LMT icon
336
Lockheed Martin
LMT
$136B
$15K 0.01%
68
+22
+48% +$4.77K
PSLV icon
337
Sprott Physical Silver Trust
PSLV
$13.2B
$15K 0.01%
2,786
– –
BPL
338
DELISTED
Buckeye Partners, L.P.
BPL
– –
0
– –
AWK icon
339
American Water Works
AWK
$26.9B
$14K 0.01%
229
+1
+0.4% +$58
BDX icon
340
Becton Dickinson
BDX
$48.2B
$14K 0.01%
96
-5
-5% -$720
ENR icon
341
Energizer
ENR
$1.55B
$14K 0.01%
407
– –
HES
342
DELISTED
Hess
HES
$14K 0.01%
288
-160
-36% -$9.08K
MHF
343
Western Asset Municipal High Income Fund
MHF
$153M
$14K 0.01%
1,772
– –
RTX icon
344
RTX Corp
RTX
$301B
$14K 0.01%
235
+41
+21% +$2.48K
VWO icon
345
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$14K 0.01%
423
– –
BGG
346
DELISTED
Briggs & Stratton Corp.
BGG
$14K 0.01%
800
– –
NLY icon
347
Annaly Capital Management
NLY
$17.4B
$13K 0.01%
342
+2
+0.6% +$78
TGT icon
348
Target
TGT
$68B
$13K 0.01%
182
– –
TTE icon
349
TotalEnergies
TTE
$190B
$13K 0.01%
+184,906,124
New +$18.5K
TXT icon
350
Textron
TXT
$15.4B
$13K 0.01%
300
– –
12 13
14
15 16

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MCM
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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.