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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
326
Valero Energy
VLO
$85.9B
$15K 0.01%
234
– –
VWO icon
327
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$15K 0.01%
359
– –
WY icon
328
Weyerhaeuser
WY
$18.4B
$15K 0.01%
447
– –
CAJ
329
DELISTED
Canon, Inc.
CAJ
$15K 0.01%
436
– –
IRM icon
330
Iron Mountain
IRM
$36.1B
$14K 0.01%
390
– –
L icon
331
Loews
L
$23.6B
$14K 0.01%
340
– –
MHF
332
Western Asset Municipal High Income Fund
MHF
$153M
$14K 0.01%
1,772
– –
NLY icon
333
Annaly Capital Management
NLY
$17.4B
$14K 0.01%
334
+2
+0.6% +$85
OPK icon
334
Opko Health
OPK
$1.02B
$14K 0.01%
+1,000
New +$13K
PSLV icon
335
Sprott Physical Silver Trust
PSLV
$13.2B
$14K 0.01%
2,150
– –
TNK icon
336
Teekay Tankers
TNK
$2.68B
$14K 0.01%
+313
New +$14.2K
WPM icon
337
Wheaton Precious Metals
WPM
$60.9B
$14K 0.01%
740
– –
KSU
338
DELISTED
Kansas City Southern
KSU
$14K 0.01%
140
– –
TFCFA
339
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$14K 0.01%
408
– –
CSX icon
340
CSX Corp
CSX
$93.1B
$13K 0.01%
1,215
-27
-2% -$310
HFWA icon
341
Heritage Financial
HFWA
$1.21B
$13K 0.01%
778
– –
RY icon
342
Royal Bank of Canada
RY
$293B
$13K 0.01%
215
– –
TXT icon
343
Textron
TXT
$15.4B
$13K 0.01%
300
– –
VOD icon
344
Vodafone
VOD
$37.4B
$13K 0.01%
402
-638
-61% -$21.9K
EEP
345
DELISTED
Enbridge Energy Partners
EEP
– –
0
– –
WIN
346
DELISTED
Windstream Holdings Inc
WIN
$13K 0.01%
233
– –
GCH
347
DELISTED
Aberdeen Greater China Fund
GCH
$13K 0.01%
1,311
– –
VXX
348
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$13K 0.01%
31
– –
EP.PRC icon
349
El Paso Energy Capital Trust I
EP.PRC
$223M
– –
0
– –
EQNR icon
350
Equinor
EQNR
$92.4B
$12K 0.01%
670
-1,000
-60% -$17.8K
12 13
14
15 16

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.