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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX
326
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$16K 0.01%
31
-32
-51% -$15.7K
APA icon
327
APA Corp
APA
$13.3B
$15K 0.01%
238
– –
CSX icon
328
CSX Corp
CSX
$93.5B
$15K 0.01%
1,242
+333
+37% +$3.9K
DPZ icon
329
Domino's
DPZ
$11.6B
$15K 0.01%
+160
New +$14.3K
GD icon
330
General Dynamics
GD
$105B
$15K 0.01%
110
– –
IRM icon
331
Iron Mountain
IRM
$36B
$15K 0.01%
390
+26
+7% +$946
CALY
332
Callaway Golf Company
CALY
$3.19B
$15K 0.01%
2,000
– –
O icon
333
Realty Income
O
$59.3B
$15K 0.01%
316
– –
OSUR icon
334
OraSure Technologies
OSUR
$278M
$15K 0.01%
1,500
– –
PSQ icon
335
ProShares Short QQQ
PSQ
$725M
$15K 0.01%
+50
New +$15.3K
RY icon
336
Royal Bank of Canada
RY
$293B
$15K 0.01%
215
– –
WPM icon
337
Wheaton Precious Metals
WPM
$60.3B
$15K 0.01%
740
– –
EEP
338
DELISTED
Enbridge Energy Partners
EEP
– –
0
– –
WIN
339
DELISTED
Windstream Holdings Inc
WIN
$15K 0.01%
233
– –
ALK icon
340
Alaska Air
ALK
$5.63B
$14K 0.01%
240
– –
HFWA icon
341
Heritage Financial
HFWA
$1.21B
$14K 0.01%
778
+600
+337% +$10.3K
L icon
342
Loews
L
$23.6B
$14K 0.01%
340
– –
MHF
343
Western Asset Municipal High Income Fund
MHF
$154M
$14K 0.01%
1,772
– –
NLY icon
344
Annaly Capital Management
NLY
$17.4B
$14K 0.01%
332
+2
+0.6% +$90
TRN icon
345
Trinity Industries
TRN
$2.39B
$14K 0.01%
695
-555
-44% -$13.4K
VWO icon
346
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$14K 0.01%
359
– –
CAJ
347
DELISTED
Canon, Inc.
CAJ
$14K 0.01%
436
– –
LULU icon
348
lululemon athletica
LULU
$14.5B
$13K 0.01%
240
– –
PSLV icon
349
Sprott Physical Silver Trust
PSLV
$13.2B
$13K 0.01%
2,150
– –
TXT icon
350
Textron
TXT
$15.3B
$13K 0.01%
300
– –
12 13
14
15 16

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.