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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
326
Royal Bank of Canada
RY
$293B
$15K 0.01%
215
-585
-73% -$43.1K
SEE
327
DELISTED
Sealed Air
SEE
$15K 0.01%
428
– –
SU icon
328
Suncor Energy
SU
$70.3B
$15K 0.01%
402
– –
VWO icon
329
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$15K 0.01%
359
– –
WPM icon
330
Wheaton Precious Metals
WPM
$60.9B
$15K 0.01%
740
– –
RJA
331
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$15K 0.01%
2,164
+1,544
+249% +$11.6K
BSCK
332
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$15K 0.01%
+727
New +$15.4K
DVN icon
333
Devon Energy
DVN
$47.3B
$14K 0.01%
200
– –
GD icon
334
General Dynamics
GD
$106B
$14K 0.01%
110
– –
GILD icon
335
Gilead Sciences
GILD
$165B
$14K 0.01%
131
+86
+191% +$8.42K
IP icon
336
International Paper
IP
$22B
$14K 0.01%
320
-4
-1% -$184
L icon
337
Loews
L
$23.6B
$14K 0.01%
340
– –
MDU icon
338
MDU Resources
MDU
$4.3B
$14K 0.01%
1,315
– –
CALY
339
Callaway Golf Company
CALY
$3.14B
$14K 0.01%
2,000
– –
NLY icon
340
Annaly Capital Management
NLY
$17.4B
$14K 0.01%
330
-318
-49% -$14.5K
WY icon
341
Weyerhaeuser
WY
$18.4B
$14K 0.01%
447
– –
ZUMZ icon
342
Zumiez
ZUMZ
$339M
$14K 0.01%
500
– –
CAJ
343
DELISTED
Canon, Inc.
CAJ
$14K 0.01%
436
– –
BGG
344
DELISTED
Briggs & Stratton Corp.
BGG
$14K 0.01%
800
– –
SDRL
345
DELISTED
Seadrill Limited Common Stock
SDRL
$14K 0.01%
2
– –
TFCFA
346
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$14K 0.01%
408
– –
GCH
347
DELISTED
Aberdeen Greater China Fund
GCH
$14K 0.01%
1,311
– –
KMI icon
348
Kinder Morgan
KMI
$68.7B
$13K 0.01%
350
– –
MHF
349
Western Asset Municipal High Income Fund
MHF
$153M
$13K 0.01%
1,772
– –
GMCR
350
DELISTED
KEURIG GREEN MTN INC
GMCR
$13K 0.01%
99
+1
+1% +$125
12 13
14
15 16

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.