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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
326
GSK
GSK
$103B
$16K 0.01%
233
– –
LNG icon
327
Cheniere Energy
LNG
$53.4B
$16K 0.01%
225
+45
+25% +$2.73K
NKE icon
328
Nike
NKE
$63B
$16K 0.01%
408
+224
+122% +$8.33K
BGG
329
DELISTED
Briggs & Stratton Corp.
BGG
$16K 0.01%
800
– –
TRW
330
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$16K 0.01%
177
– –
ADM icon
331
Archer Daniels Midland
ADM
$37.4B
$15K 0.01%
330
+1
+0.3% +$44
DG icon
332
Dollar General
DG
$28B
$15K 0.01%
253
– –
IP icon
333
International Paper
IP
$22.4B
$15K 0.01%
324
– –
L icon
334
Loews
L
$23.7B
$15K 0.01%
340
– –
SEE
335
DELISTED
Sealed Air
SEE
$15K 0.01%
428
– –
VWO icon
336
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$15K 0.01%
359
– –
WY icon
337
Weyerhaeuser
WY
$18.6B
$15K 0.01%
447
– –
BBBY
338
DELISTED
Bed Bath & Beyond Inc
BBBY
$15K 0.01%
254
– –
KSU
339
DELISTED
Kansas City Southern
KSU
$15K 0.01%
140
– –
SFXE
340
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$15K 0.01%
1,850
+350
+23% +$2.55K
IDCC icon
341
InterDigital
IDCC
$8.53B
$14K 0.01%
300
– –
NPO icon
342
Enpro
NPO
$6.94B
$14K 0.01%
188
– –
O icon
343
Realty Income
O
$58.5B
$14K 0.01%
316
+108
+52% +$4.51K
UHS icon
344
Universal Health Services
UHS
$10.4B
$14K 0.01%
141
– –
ZUMZ icon
345
Zumiez
ZUMZ
$330M
$14K 0.01%
500
– –
CAJ
346
DELISTED
Canon, Inc.
CAJ
$14K 0.01%
436
– –
TUES
347
DELISTED
Tuesday Morning Corp
TUES
$14K 0.01%
800
– –
TFCFA
348
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$14K 0.01%
408
– –
GCH
349
DELISTED
Aberdeen Greater China Fund
GCH
$14K 0.01%
1,311
– –
FAX
350
abrdn Asia-Pacific Income Fund
FAX
$594M
$13K 0.01%
2,000
– –
12 13
14
15 16

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AMCA
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PDL
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AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.