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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
326
DELISTED
Praxair Inc
PX
$18K 0.01%
134
– –
BNY
327
Bank of New York Mellon
BNY
$107B
$17K 0.01%
488
– –
CGNX icon
328
Cognex
CGNX
$11.3B
$17K 0.01%
1,000
– –
CNI icon
329
Canadian National Railway
CNI
$76.6B
$17K 0.01%
300
– –
MDU icon
330
MDU Resources
MDU
$4.32B
$17K 0.01%
1,315
– –
MFC icon
331
Manulife Financial
MFC
$73.5B
$17K 0.01%
906
– –
PPT
332
Franklin Premier Income Trust
PPT
$328M
$17K 0.01%
3,150
– –
PSLV icon
333
Sprott Physical Silver Trust
PSLV
$13.2B
$17K 0.01%
2,150
– –
BBBY
334
DELISTED
Bed Bath & Beyond Inc
BBBY
$17K 0.01%
254
– –
CYB
335
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$17K 0.01%
686
+11
+2% +$279
GSK icon
336
GSK
GSK
$106B
$16K 0.01%
233
– –
PCG icon
337
PG&E
PCG
$38.5B
$16K 0.01%
367
+4
+1% +$170
TM icon
338
Toyota
TM
$225B
$16K 0.01%
140
– –
AEP icon
339
American Electric Power
AEP
$68.4B
$15K 0.01%
290
-636
-69% -$30.9K
EW icon
340
Edwards Lifesciences
EW
$51.7B
$15K 0.01%
1,200
– –
IXC icon
341
iShares Global Energy ETF
IXC
$2.76B
$15K 0.01%
350
– –
L icon
342
Loews
L
$23.6B
$15K 0.01%
340
– –
VWO icon
343
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$15K 0.01%
359
– –
WIN
344
DELISTED
Windstream Holdings Inc
WIN
$15K 0.01%
233
– –
ADM icon
345
Archer Daniels Midland
ADM
$36.9B
$14K 0.01%
329
– –
DG icon
346
Dollar General
DG
$27.9B
$14K 0.01%
253
– –
IP icon
347
International Paper
IP
$22B
$14K 0.01%
324
– –
NPO icon
348
Enpro
NPO
$7.05B
$14K 0.01%
188
– –
SEE
349
DELISTED
Sealed Air
SEE
$14K 0.01%
428
– –
SU icon
350
Suncor Energy
SU
$70.3B
$14K 0.01%
404
– –
12 13
14
15 16

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.