We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNT
301
AGNT Inc
AGNT
$697M
$4.32K ﹤0.01%
279
+33
+13% +$462
HAL icon
302
Halliburton
HAL
$27.9B
$4.31K ﹤0.01%
119
– –
DDOG icon
303
Datadog
DDOG
$92.1B
$4.25K ﹤0.01%
35
– –
RDFN
304
DELISTED
Redfin
RDFN
$4.13K ﹤0.01%
400
– –
SILJ icon
305
Amplify Junior Silver Miners ETF
SILJ
$3.93B
$4.07K ﹤0.01%
407
– –
ETSY icon
306
Etsy
ETSY
$7.49B
$4.05K ﹤0.01%
50
– –
NOK icon
307
Nokia
NOK
$51.5B
$4K ﹤0.01%
1,168
– –
RIVN icon
308
Rivian
RIVN
$23.1B
$3.8K ﹤0.01%
162
– –
CCL icon
309
Carnival Corporation Ltd
CCL
$38.4B
$3.71K ﹤0.01%
200
– –
TSM icon
310
TSMC
TSM
$2.19T
$3.64K ﹤0.01%
35
– –
RIOT icon
311
Riot Platforms
RIOT
$7.36B
$3.64K ﹤0.01%
235
+95
+68% +$1.15K
OKTA icon
312
Okta
OKTA
$26.5B
$3.62K ﹤0.01%
40
– –
GSK icon
313
GSK
GSK
$104B
$3.6K ﹤0.01%
97
– –
EQR icon
314
Equity Residential
EQR
$24.6B
$3.36K ﹤0.01%
55
– –
APPN icon
315
Appian
APPN
$2.53B
$3.2K ﹤0.01%
85
– –
MSTR icon
316
Strategy Inc
MSTR
$37.4B
$3.16K ﹤0.01%
+50
New +$2.37K
SE icon
317
Sea Limited
SE
$70.4B
$3.04K ﹤0.01%
75
– –
JD icon
318
JD.com
JD
$45.1B
$2.89K ﹤0.01%
100
– –
BSCP
319
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.86K ﹤0.01%
140
– –
SHEL icon
320
Shell
SHEL
$249B
$2.83K ﹤0.01%
43
– –
UEC icon
321
Uranium Energy
UEC
$5.61B
$2.82K ﹤0.01%
440
– –
CVLT icon
322
Commault Systems
CVLT
$5.76B
$2.79K ﹤0.01%
35
– –
VYM icon
323
Vanguard High Dividend Yield ETF
VYM
$83.7B
$2.79K ﹤0.01%
25
– –
ROKU icon
324
Roku
ROKU
$22.6B
$2.75K ﹤0.01%
30
– –
WTRG icon
325
Essential Utilities
WTRG
$11.3B
$2.73K ﹤0.01%
73
+1
+1% +$35
11 12
13
14 15

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.