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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
301
Citigroup
C
$227B
$3.91K ﹤0.01%
95
– –
APPN icon
302
Appian
APPN
$2.51B
$3.88K ﹤0.01%
85
– –
IVV icon
303
iShares Core S&P 500 ETF
IVV
$904B
$3.87K ﹤0.01%
+9
New +$4.03K
FLNA
304
Filana Therapeutics
FLNA
$49.3M
$3.74K ﹤0.01%
+225
New +$4.46K
SA
305
Seabridge Gold
SA
$3.36B
$3.63K ﹤0.01%
344
– –
GSK icon
306
GSK
GSK
$104B
$3.52K ﹤0.01%
97
– –
SILJ icon
307
Amplify Junior Silver Miners ETF
SILJ
$3.91B
$3.45K ﹤0.01%
407
– –
SOXX icon
308
iShares Semiconductor ETF
SOXX
$45.2B
$3.32K ﹤0.01%
+21
New +$3.5K
SE icon
309
Sea Limited
SE
$70B
$3.3K ﹤0.01%
75
– –
OKTA icon
310
Okta
OKTA
$26.4B
$3.26K ﹤0.01%
40
– –
EQR icon
311
Equity Residential
EQR
$24.6B
$3.23K ﹤0.01%
55
– –
ETSY icon
312
Etsy
ETSY
$7.52B
$3.23K ﹤0.01%
50
– –
DDOG icon
313
Datadog
DDOG
$92.1B
$3.19K ﹤0.01%
35
– –
SEDG icon
314
SolarEdge
SEDG
$1.99B
$3.11K ﹤0.01%
24
– –
TSM icon
315
TSMC
TSM
$2.19T
$3.04K ﹤0.01%
35
+30
+600% +$2.84K
TWLO icon
316
Twilio
TWLO
$38.2B
$2.93K ﹤0.01%
50
– –
SLB icon
317
SLB Ltd
SLB
$78.1B
$2.92K ﹤0.01%
50
– –
JD icon
318
JD.com
JD
$45.1B
$2.91K ﹤0.01%
100
– –
BSCP
319
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.82K ﹤0.01%
140
– –
RDFN
320
DELISTED
Redfin
RDFN
$2.82K ﹤0.01%
400
– –
ARKG icon
321
ARK Genomic Revolution ETF
ARKG
$1.77B
$2.79K ﹤0.01%
100
– –
SHEL icon
322
Shell
SHEL
$248B
$2.77K ﹤0.01%
43
– –
CCL icon
323
Carnival Corporation Ltd
CCL
$38.6B
$2.74K ﹤0.01%
200
– –
ALB icon
324
Albemarle
ALB
$15.5B
$2.72K ﹤0.01%
16
-10
-38% -$1.99K
VYM icon
325
Vanguard High Dividend Yield ETF
VYM
$83.7B
$2.58K ﹤0.01%
+25
New +$2.68K
11 12
13
14 15

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.