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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNR icon
301
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$34K 0.01%
631
– –
LUMN icon
302
Lumen
LUMN
$6.44B
$34K 0.01%
2,696
+11
+0.4% +$140
ADM icon
303
Archer Daniels Midland
ADM
$36.9B
$33K 0.01%
481
+1
+0.2% +$65
BKH icon
304
Black Hills Corp
BKH
$5.69B
$33K 0.01%
467
– –
IRDM icon
305
Iridium Communications
IRDM
$5.29B
$33K 0.01%
800
– –
PSX icon
306
Phillips 66
PSX
$81.4B
$33K 0.01%
454
+3
+0.7% +$227
SCHW
307
Charles Schwab
SCHW
$187B
$33K 0.01%
389
-50
-11% -$4.04K
YUMC icon
308
Yum China
YUMC
$16.3B
$33K 0.01%
672
+1
+0.1% +$54
GMVD
309
DELISTED
G Medical Innovations Holdings Ltd. Ordinary Shares
GMVD
$33K 0.01%
571
-29
-5% -$2.16K
ATVI
310
DELISTED
Activision Blizzard
ATVI
$33K 0.01%
500
-121
-19% -$8.27K
A icon
311
Agilent Technologies
A
$41.2B
$32K ﹤0.01%
202
– –
AAL icon
312
American Airlines Group
AAL
$10.6B
$32K ﹤0.01%
1,796
+11
+0.6% +$211
EME icon
313
Emcor
EME
$36B
$32K ﹤0.01%
250
– –
HPE icon
314
Hewlett Packard
HPE
$70.5B
$32K ﹤0.01%
2,000
– –
RIOT icon
315
Riot Platforms
RIOT
$7.76B
$32K ﹤0.01%
1,450
– –
FNKO icon
316
Funko
FNKO
$328M
$31K ﹤0.01%
1,665
– –
IEFA icon
317
iShares Core MSCI EAFE ETF
IEFA
$196B
$31K ﹤0.01%
415
+5
+1% +$376
SCZ icon
318
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$31K ﹤0.01%
425
– –
WCN
319
Waste Connections
WCN
$42B
$31K ﹤0.01%
224
-110
-33% -$14.6K
BND icon
320
Vanguard Total Bond Market
BND
$161B
$30K ﹤0.01%
359
– –
NET icon
321
Cloudflare
NET
$107B
$30K ﹤0.01%
225
– –
PBA icon
322
Pembina Pipeline
PBA
$27.6B
$30K ﹤0.01%
996
– –
AYX
323
DELISTED
Alteryx Inc
AYX
$30K ﹤0.01%
500
– –
CCI icon
324
Crown Castle
CCI
$32.2B
$29K ﹤0.01%
139
– –
SIVR icon
325
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$29K ﹤0.01%
1,285
– –
11 12
13
14 15

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MCM
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.