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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
301
Agilent Technologies
A
$41.2B
$32K 0.01%
202
– –
GD icon
302
General Dynamics
GD
$106B
$32K 0.01%
161
– –
GNR icon
303
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$32K 0.01%
631
-164,168
-100% -$8.54M
IRDM icon
304
Iridium Communications
IRDM
$5.29B
$32K 0.01%
800
– –
PBA icon
305
Pembina Pipeline
PBA
$27.6B
$32K 0.01%
996
– –
PSX icon
306
Phillips 66
PSX
$81.4B
$32K 0.01%
451
-313
-41% -$22.7K
SCHW
307
Charles Schwab
SCHW
$187B
$32K 0.01%
439
+51
+13% +$3.64K
SCZ icon
308
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$32K 0.01%
425
– –
BND icon
309
Vanguard Total Bond Market
BND
$161B
$31K 0.01%
359
– –
FMC icon
310
FMC
FMC
$1.33B
$31K 0.01%
335
– –
COIN icon
311
Coinbase
COIN
$40.5B
$30K 0.01%
130
-90
-41% -$22.2K
FNKO icon
312
Funko
FNKO
$328M
$30K 0.01%
1,665
– –
IEFA icon
313
iShares Core MSCI EAFE ETF
IEFA
$196B
$30K 0.01%
410
-113
-22% -$8.6K
KKR icon
314
KKR & Co
KKR
$92.3B
$30K 0.01%
500
– –
ADM icon
315
Archer Daniels Midland
ADM
$36.9B
$29K ﹤0.01%
480
+1
+0.2% +$60
ALB icon
316
Albemarle
ALB
$15.5B
$29K ﹤0.01%
131
+5
+4% +$1.07K
BKH icon
317
Black Hills Corp
BKH
$5.69B
$29K ﹤0.01%
467
– –
CRWD icon
318
CrowdStrike
CRWD
$218B
$29K ﹤0.01%
480
+40
+9% +$2.58K
EME icon
319
Emcor
EME
$36B
$29K ﹤0.01%
250
– –
HPE icon
320
Hewlett Packard
HPE
$70.5B
$29K ﹤0.01%
2,000
– –
TIP icon
321
iShares TIPS Bond ETF
TIP
$14.7B
$29K ﹤0.01%
228
-47
-17% -$6.06K
ACN icon
322
Accenture
ACN
$108B
$28K ﹤0.01%
87
– –
LRCX icon
323
Lam Research
LRCX
$390B
$28K ﹤0.01%
500
– –
OGI
324
Organigram Holdings
OGI
$139M
$28K ﹤0.01%
3,002
– –
SNDL icon
325
Sundial Growers
SNDL
$320M
$28K ﹤0.01%
4,112
– –
11 12
13
14 15

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.