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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
301
Lam Research
LRCX
$388B
$30K 0.01%
500
– –
SIVR icon
302
abrdn Physical Silver Shares ETF
SIVR
$4.43B
$30K 0.01%
1,285
– –
SNDL icon
303
Sundial Growers
SNDL
$323M
$30K 0.01%
+2,621
New +$31.1K
DISH
304
DELISTED
DISH Network Corp.
DISH
$30K 0.01%
837
– –
GD icon
305
General Dynamics
GD
$107B
$29K 0.01%
161
– –
TIP icon
306
iShares TIPS Bond ETF
TIP
$14.7B
$29K 0.01%
228
– –
YUM icon
307
Yum! Brands
YUM
$40.2B
$29K 0.01%
266
– –
ZBH icon
308
Zimmer Biomet
ZBH
$18.3B
$29K 0.01%
186
-178
-49% -$27.6K
XYZ
309
Block Inc
XYZ
$47.3B
$29K 0.01%
128
-112
-47% -$26.2K
FMC icon
310
FMC
FMC
$1.31B
$28K 0.01%
250
– –
ADM icon
311
Archer Daniels Midland
ADM
$38B
$27K 0.01%
479
+1
+0.2% +$55
MHD icon
312
BlackRock MuniHoldings Fund
MHD
$605M
$27K 0.01%
+1,661
New +$26.8K
A icon
313
Agilent Technologies
A
$41.7B
$26K 0.01%
202
– –
CAH icon
314
Cardinal Health
CAH
$55.7B
$26K 0.01%
425
+1
+0.2% +$55
EEM icon
315
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$26K 0.01%
496
– –
LW icon
316
Lamb Weston
LW
$7.14B
$26K 0.01%
333
– –
GLDM icon
317
SPDR Gold MiniShares Trust
GLDM
$29.6B
$25K 0.01%
733
-2,542
-78% -$90.8K
IRDM icon
318
Iridium Communications
IRDM
$5.27B
$25K 0.01%
+600
New +$26.3K
NVS icon
319
Novartis
NVS
$296B
$25K 0.01%
294
– –
SCHW
320
Charles Schwab
SCHW
$188B
$25K 0.01%
388
– –
ASXC
321
DELISTED
Asensus Surgical, Inc.
ASXC
$25K 0.01%
7,577
-58,750
-89% -$213K
CCI icon
322
Crown Castle
CCI
$31.6B
$24K ﹤0.01%
137
+7
+5% +$1.12K
FSBW icon
323
FS Bancorp
FSBW
$316M
$24K ﹤0.01%
724
– –
IEFA icon
324
iShares Core MSCI EAFE ETF
IEFA
$195B
$24K ﹤0.01%
334
+22
+7% +$1.57K
KKR icon
325
KKR & Co
KKR
$91.1B
$24K ﹤0.01%
500
– –
11 12
13
14 15

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.