We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
301
Archer Daniels Midland
ADM
$38.8B
$24K 0.01%
478
+1
+0.2% +$49
GD icon
302
General Dynamics
GD
$107B
$24K 0.01%
161
– –
HPE icon
303
Hewlett Packard
HPE
$72.4B
$24K 0.01%
2,000
– –
LRCX icon
304
Lam Research
LRCX
$383B
$24K 0.01%
500
– –
CAH icon
305
Cardinal Health
CAH
$55.5B
$23K 0.01%
424
+2
+0.5% +$104
EA
306
DELISTED
Electronic Arts
EA
$23K 0.01%
159
– –
GMED icon
307
Globus Medical
GMED
$11.7B
$23K 0.01%
345
– –
AFB
308
AllianceBernstein National Municipal Income Fund
AFB
$316M
$22K ﹤0.01%
1,500
– –
AMD icon
309
Advanced Micro Devices
AMD
$767B
$22K ﹤0.01%
237
+62
+35% +$5.35K
DD icon
310
DuPont de Nemours
DD
$19.1B
$22K ﹤0.01%
243
– –
IEFA icon
311
iShares Core MSCI EAFE ETF
IEFA
$195B
$22K ﹤0.01%
312
– –
NKX icon
312
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$22K ﹤0.01%
1,375
– –
NVAX icon
313
Novavax
NVAX
$1.3B
$22K ﹤0.01%
200
– –
VNT icon
314
Vontier
VNT
$4.63B
$22K ﹤0.01%
+664
New +$20.5K
ACN icon
315
Accenture
ACN
$109B
$21K ﹤0.01%
82
– –
CCI icon
316
Crown Castle
CCI
$31.3B
$21K ﹤0.01%
130
-15
-10% -$2.43K
SCHW
317
Charles Schwab
SCHW
$188B
$21K ﹤0.01%
388
+167
+76% +$7.56K
SLQT icon
318
SelectQuote
SLQT
$123M
$21K ﹤0.01%
1,000
-1,000
-50% -$20.5K
SO icon
319
Southern Company
SO
$105B
$21K ﹤0.01%
338
– –
SYK icon
320
Stryker
SYK
$133B
$21K ﹤0.01%
85
– –
USMV icon
321
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$21K ﹤0.01%
+313
New +$20.6K
WELL icon
322
Welltower
WELL
$169B
$21K ﹤0.01%
333
+3
+0.9% +$182
AVGO icon
323
Broadcom
AVGO
$2.01T
$20K ﹤0.01%
460
+80
+21% +$3.12K
FSBW icon
324
FS Bancorp
FSBW
$316M
$20K ﹤0.01%
724
– –
GILD icon
325
Gilead Sciences
GILD
$165B
$20K ﹤0.01%
350
– –
11 12
13
14 15

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.