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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
301
Agilent Technologies
A
$42B
$20K ﹤0.01%
202
– –
CAH icon
302
Cardinal Health
CAH
$55.5B
$20K ﹤0.01%
422
+1
+0.2% +$51
PI icon
303
Impinj
PI
$5.39B
$20K ﹤0.01%
759
+100
+15% +$2.64K
REZI icon
304
Resideo Technologies
REZI
$3.67B
$20K ﹤0.01%
1,832
– –
SCHB icon
305
Schwab US Broad Market ETF
SCHB
$44.8B
$20K ﹤0.01%
1,500
– –
BSCK
306
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$20K ﹤0.01%
950
– –
ACN icon
307
Accenture
ACN
$109B
$19K ﹤0.01%
82
– –
HPE icon
308
Hewlett Packard
HPE
$72.4B
$19K ﹤0.01%
2,000
– –
HUBS icon
309
HubSpot
HUBS
$10.8B
$19K ﹤0.01%
65
+5
+8% +$1.31K
IEFA icon
310
iShares Core MSCI EAFE ETF
IEFA
$195B
$19K ﹤0.01%
312
– –
VRSN icon
311
VeriSign
VRSN
$26.5B
$19K ﹤0.01%
93
– –
ATO icon
312
Atmos Energy
ATO
$28.4B
$18K ﹤0.01%
185
– –
INCY icon
313
Incyte
INCY
$24.6B
$18K ﹤0.01%
200
– –
SO icon
314
Southern Company
SO
$105B
$18K ﹤0.01%
338
– –
SYK icon
315
Stryker
SYK
$133B
$18K ﹤0.01%
85
– –
WELL icon
316
Welltower
WELL
$169B
$18K ﹤0.01%
330
-14
-4% -$769
XYZ
317
Block Inc
XYZ
$47.5B
$18K ﹤0.01%
110
+45
+69% +$6.35K
XIFR
318
XPLR Infrastructure LP
XIFR
$1.07B
$18K ﹤0.01%
300
– –
KL
319
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$18K ﹤0.01%
376
– –
ACB
320
Aurora Cannabis
ACB
$179M
$17K ﹤0.01%
364
+350
+2,500% +$33.3K
DD icon
321
DuPont de Nemours
DD
$19.1B
$17K ﹤0.01%
243
– –
GMED icon
322
Globus Medical
GMED
$11.7B
$17K ﹤0.01%
345
– –
IDCC icon
323
InterDigital
IDCC
$8.99B
$17K ﹤0.01%
300
– –
KKR icon
324
KKR & Co
KKR
$93.2B
$17K ﹤0.01%
500
– –
LRCX icon
325
Lam Research
LRCX
$383B
$17K ﹤0.01%
500
– –
11 12
13
14 15

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.