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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
301
WEC Energy
WEC
$34.6B
$15K ﹤0.01%
170
– –
ATVI
302
DELISTED
Activision Blizzard
ATVI
$15K ﹤0.01%
260
– –
A icon
303
Agilent Technologies
A
$42B
$14K ﹤0.01%
202
– –
DD icon
304
DuPont de Nemours
DD
$19.1B
$14K ﹤0.01%
327
+5
+2% +$306
GILD icon
305
Gilead Sciences
GILD
$165B
$14K ﹤0.01%
190
+40
+27% +$2.76K
HAL icon
306
Halliburton
HAL
$28B
$14K ﹤0.01%
2,113
-73
-3% -$1.27K
J icon
307
Jacobs Solutions
J
$17.2B
$14K ﹤0.01%
212
– –
PPT
308
Franklin Premier Income Trust
PPT
$330M
$14K ﹤0.01%
3,150
– –
SYK icon
309
Stryker
SYK
$133B
$14K ﹤0.01%
85
– –
PXD
310
DELISTED
Pioneer Natural Resource Co.
PXD
$14K ﹤0.01%
+200
New +$23.8K
BTI icon
311
British American Tobacco
BTI
$123B
$13K ﹤0.01%
378
– –
F icon
312
Ford
F
$55.8B
$13K ﹤0.01%
2,765
+518
+23% +$3.88K
FSBW icon
313
FS Bancorp
FSBW
$316M
$13K ﹤0.01%
724
– –
B
314
Barrick Mining
B
$68.5B
$13K ﹤0.01%
722
– –
IDCC icon
315
InterDigital
IDCC
$8.99B
$13K ﹤0.01%
300
– –
INFY icon
316
Infosys
INFY
$50.9B
$13K ﹤0.01%
1,600
– –
PWR icon
317
Quanta Services
PWR
$99.4B
$13K ﹤0.01%
415
– –
SLAB icon
318
Silicon Laboratories
SLAB
$7.2B
$13K ﹤0.01%
156
– –
XIFR
319
XPLR Infrastructure LP
XIFR
$1.07B
$13K ﹤0.01%
300
– –
AEP icon
320
American Electric Power
AEP
$66.9B
$12K ﹤0.01%
+155
New +$14.7K
AKAM icon
321
Akamai
AKAM
$16.9B
$12K ﹤0.01%
135
– –
DOW icon
322
Dow Inc
DOW
$22.1B
$12K ﹤0.01%
404
– –
ENR icon
323
Energizer
ENR
$1.5B
$12K ﹤0.01%
407
– –
KKR icon
324
KKR & Co
KKR
$93.2B
$12K ﹤0.01%
500
– –
LRCX icon
325
Lam Research
LRCX
$383B
$12K ﹤0.01%
500
– –
11 12
13
14 15

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.