We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
301
EOG Resources
EOG
$70.7B
$16K 0.01%
210
– –
IDCC icon
302
InterDigital
IDCC
$8.89B
$16K 0.01%
300
– –
J icon
303
Jacobs Solutions
J
$17B
$16K 0.01%
210
– –
TD icon
304
Toronto Dominion Bank
TD
$200B
$16K 0.01%
279
+224
+407% +$12.7K
UGI icon
305
UGI
UGI
$7.33B
$16K 0.01%
+318
New +$15.9K
UHS icon
306
Universal Health Services
UHS
$10.5B
$16K 0.01%
106
– –
WEC icon
307
WEC Energy
WEC
$35.1B
$16K 0.01%
170
-170
-50% -$15.3K
XIFR
308
XPLR Infrastructure LP
XIFR
$1.08B
$16K 0.01%
300
– –
ABMD
309
DELISTED
Abiomed Inc
ABMD
$16K 0.01%
90
– –
A icon
310
Agilent Technologies
A
$41.2B
$15K 0.01%
202
– –
CAH icon
311
Cardinal Health
CAH
$55.4B
$15K 0.01%
321
+2
+0.6% +$91
INCY icon
312
Incyte
INCY
$24.4B
$15K 0.01%
200
– –
MMS icon
313
Maximus
MMS
$3.1B
$15K 0.01%
196
– –
BHP icon
314
BHP
BHP
$230B
$14K 0.01%
309
+27
+10% +$1.26K
BTI icon
315
British American Tobacco
BTI
$128B
$14K 0.01%
378
– –
CCI icon
316
Crown Castle
CCI
$32.2B
$14K 0.01%
101
+1
+1% +$138
IJH icon
317
iShares Core S&P Mid-Cap ETF
IJH
$127B
$14K 0.01%
355
– –
NWN icon
318
Northwest Natural Holdings
NWN
$2.12B
$14K 0.01%
200
– –
ORLY icon
319
O'Reilly Automotive
ORLY
$76.3B
$14K 0.01%
+525
New +$13.6K
SLYV icon
320
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$14K 0.01%
226
– –
VWO icon
321
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$14K 0.01%
359
– –
XLE icon
322
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$14K 0.01%
486
+4
+0.8% +$121
SINA
323
DELISTED
Sina Corp
SINA
$14K 0.01%
360
– –
ATVI
324
DELISTED
Activision Blizzard
ATVI
$14K 0.01%
260
– –
ACN icon
325
Accenture
ACN
$108B
$13K 0.01%
67
– –
11 12
13
14 15

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.