We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORBC
301
DELISTED
ORBCOMM, Inc.
ORBC
$18K 0.01%
2,716
– –
GMED icon
302
Globus Medical
GMED
$11.2B
$17K 0.01%
345
– –
INCY icon
303
Incyte
INCY
$24.4B
$17K 0.01%
200
– –
INFY icon
304
Infosys
INFY
$50.7B
$17K 0.01%
1,600
– –
SCHB icon
305
Schwab US Broad Market ETF
SCHB
$44.9B
$17K 0.01%
1,500
– –
SO icon
306
Southern Company
SO
$107B
$17K 0.01%
338
– –
A icon
307
Agilent Technologies
A
$41.2B
$16K 0.01%
202
– –
AFL icon
308
Aflac
AFL
$62.6B
$16K 0.01%
310
– –
BDX icon
309
Becton Dickinson
BDX
$48.2B
$16K 0.01%
66
– –
CVNA icon
310
Carvana
CVNA
$77.9B
$16K 0.01%
+1,350
New +$11.4K
EA
311
DELISTED
Electronic Arts
EA
$16K 0.01%
160
– –
FCX icon
312
Freeport-McMoran
FCX
$97.5B
$16K 0.01%
1,228
+1
+0.1% +$12
B
313
Barrick Mining
B
$73.2B
$16K 0.01%
1,177
– –
GTX icon
314
Garrett Motion
GTX
$5.57B
$16K 0.01%
1,097
+97
+10% +$1.46K
IVV icon
315
iShares Core S&P 500 ETF
IVV
$902B
$16K 0.01%
57
– –
KMI icon
316
Kinder Morgan
KMI
$68.7B
$16K 0.01%
807
-214
-21% -$4K
PPT
317
Franklin Premier Income Trust
PPT
$328M
$16K 0.01%
3,150
– –
SLYV icon
318
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$16K 0.01%
258
-73
-22% -$4.4K
STM icon
319
STMicroelectronics
STM
$50B
$16K 0.01%
1,065
– –
WPM icon
320
Wheaton Precious Metals
WPM
$60.9B
$16K 0.01%
680
– –
XLE icon
321
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$16K 0.01%
478
+4
+0.8% +$128
CDK
322
DELISTED
CDK Global, Inc.
CDK
$16K 0.01%
266
– –
BAK icon
323
Braskem
BAK
$913M
$15K 0.01%
600
– –
CAH icon
324
Cardinal Health
CAH
$55.4B
$15K 0.01%
317
+1
+0.3% +$50
LGND icon
325
Ligand Pharmaceuticals
LGND
$6.36B
$15K 0.01%
191
– –
11 12
13
14 15

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.