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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNKO icon
301
Funko
FNKO
$328M
$17K 0.01%
1,315
+250
+23% +$4.17K
NKX icon
302
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$17K 0.01%
1,375
– –
AYR
303
DELISTED
Aircastle Ltd
AYR
$17K 0.01%
1,000
– –
AWK icon
304
American Water Works
AWK
$26.9B
$16K 0.01%
172
– –
BTI icon
305
British American Tobacco
BTI
$128B
$16K 0.01%
504
-200
-28% -$7.78K
FSBW icon
306
FS Bancorp
FSBW
$320M
$16K 0.01%
724
– –
B
307
Barrick Mining
B
$73.2B
$16K 0.01%
1,177
– –
KMI icon
308
Kinder Morgan
KMI
$68.7B
$16K 0.01%
1,021
+5
+0.5% +$85
LGND icon
309
Ligand Pharmaceuticals
LGND
$6.36B
$16K 0.01%
191
– –
TWLO icon
310
Twilio
TWLO
$36.6B
$16K 0.01%
179
+69
+63% +$5.61K
BAK icon
311
Braskem
BAK
$913M
$15K 0.01%
600
– –
EPC icon
312
Edgewell Personal Care
EPC
$1.31B
$15K 0.01%
407
– –
ETN icon
313
Eaton
ETN
$174B
$15K 0.01%
221
– –
GMED icon
314
Globus Medical
GMED
$11.2B
$15K 0.01%
345
– –
INFY icon
315
Infosys
INFY
$50.7B
$15K 0.01%
1,600
– –
KMB icon
316
Kimberly-Clark
KMB
$36.5B
$15K 0.01%
135
– –
MSCI icon
317
MSCI
MSCI
$40.9B
$15K 0.01%
+102
New +$15.5K
PPT
318
Franklin Premier Income Trust
PPT
$328M
$15K 0.01%
3,150
– –
SCHB icon
319
Schwab US Broad Market ETF
SCHB
$44.9B
$15K 0.01%
1,500
– –
SO icon
320
Southern Company
SO
$107B
$15K 0.01%
338
– –
STM icon
321
STMicroelectronics
STM
$50B
$15K 0.01%
1,065
– –
A icon
322
Agilent Technologies
A
$41.2B
$14K 0.01%
202
– –
AFL icon
323
Aflac
AFL
$62.6B
$14K 0.01%
310
– –
BDX icon
324
Becton Dickinson
BDX
$48.2B
$14K 0.01%
66
– –
CAH icon
325
Cardinal Health
CAH
$55.4B
$14K 0.01%
316
-44
-12% -$2.29K
11 12
13
14 15

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.