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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
301
Two Harbors Investment
TWO
$1.27B
$23K 0.01%
390
+15
+4% +$935
WEC icon
302
WEC Energy
WEC
$35.1B
$23K 0.01%
+340
New +$22.7K
BWX icon
303
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$22K 0.01%
818
-54,434
-99% -$1.5M
HIG icon
304
Hartford Financial Services
HIG
$39.3B
$22K 0.01%
446
– –
OMCL icon
305
Omnicell
OMCL
$1.68B
$22K 0.01%
307
– –
RDFN
306
DELISTED
Redfin
RDFN
$22K 0.01%
1,198
+575
+92% +$12.2K
SNA icon
307
Snap-on
SNA
$21.5B
$22K 0.01%
+120
New +$20.9K
TPL icon
308
Texas Pacific Land
TPL
$23.5B
$22K 0.01%
225
– –
HEP
309
DELISTED
Holly Energy Partners, L.P.
HEP
$22K 0.01%
700
– –
AYR
310
DELISTED
Aircastle Ltd
AYR
$22K 0.01%
1,000
– –
CPK icon
311
Chesapeake Utilities
CPK
$3.21B
$21K 0.01%
250
– –
SABA
312
Saba Capital Income & Opportunities Fund II
SABA
$223M
$21K 0.01%
1,675
– –
SJM icon
313
J.M. Smucker
SJM
$12.8B
$21K 0.01%
206
+25
+14% +$2.73K
VISN
314
Vistance Networks Inc
VISN
$2.52B
$20K 0.01%
+645
New +$19.8K
FSBW icon
315
FS Bancorp
FSBW
$320M
$20K 0.01%
724
– –
GMED icon
316
Globus Medical
GMED
$11.2B
$20K 0.01%
345
– –
J icon
317
Jacobs Solutions
J
$17B
$20K 0.01%
317
-67
-17% -$3.93K
PI icon
318
Impinj
PI
$5.6B
$20K 0.01%
791
– –
POOL icon
319
Pool Corp
POOL
$7.5B
$20K 0.01%
118
– –
STM icon
320
STMicroelectronics
STM
$50B
$20K 0.01%
1,065
– –
GER
321
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$20K 0.01%
349
+3
+0.9% +$177
CAH icon
322
Cardinal Health
CAH
$55.4B
$19K 0.01%
360
+2
+0.6% +$102
EA
323
DELISTED
Electronic Arts
EA
$19K 0.01%
160
– –
EPC icon
324
Edgewell Personal Care
EPC
$1.31B
$19K 0.01%
407
– –
ETN icon
325
Eaton
ETN
$174B
$19K 0.01%
221
– –
11 12
13
14 15

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MCM
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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.