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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
301
Novartis
NVS
$295B
$22K 0.01%
296
-23
-7% -$1.74K
PI icon
302
Impinj
PI
$5.07B
$22K 0.01%
993
+330
+50% +$9.47K
SABA
303
Saba Capital Income & Opportunities Fund II
SABA
$223M
$22K 0.01%
1,675
– –
SJM icon
304
J.M. Smucker
SJM
$12.6B
$22K 0.01%
181
+150
+484% +$16.7K
VLO icon
305
Valero Energy
VLO
$88.5B
$22K 0.01%
234
– –
ZGBR
306
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
$22K 0.01%
405
-17,440
-98% -$920K
ASIX icon
307
AdvanSix
ASIX
$540M
$21K 0.01%
506
– –
AWK icon
308
American Water Works
AWK
$26.6B
$21K 0.01%
234
– –
J icon
309
Jacobs Solutions
J
$17.3B
$21K 0.01%
383
+1
+0.3% +$51
MDT icon
310
Medtronic
MDT
$110B
$21K 0.01%
260
-83
-24% -$6.65K
MIDD icon
311
Middleby
MIDD
$6.22B
$21K 0.01%
153
– –
NKX icon
312
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$21K 0.01%
1,375
– –
ENR icon
313
Energizer
ENR
$1.52B
$20K 0.01%
407
– –
EPAM icon
314
EPAM Systems
EPAM
$5.74B
$20K 0.01%
190
– –
FSBW icon
315
FS Bancorp
FSBW
$321M
$20K 0.01%
724
– –
IJR icon
316
iShares Core S&P Small-Cap ETF
IJR
$113B
$20K 0.01%
254
– –
NVAX icon
317
Novavax
NVAX
$1.27B
$20K 0.01%
800
– –
SHOP icon
318
Shopify
SHOP
$187B
$20K 0.01%
2,000
-2,000
-50% -$20.5K
BGG
319
DELISTED
Briggs & Stratton Corp.
BGG
$20K 0.01%
800
– –
DXC icon
320
DXC Technology
DXC
$1.78B
$19K 0.01%
227
-34
-13% -$2.75K
INCY icon
321
Incyte
INCY
$24.8B
$19K 0.01%
+200
New +$20.9K
JCI icon
322
Johnson Controls International
JCI
$94.9B
$19K 0.01%
497
– –
PFF icon
323
iShares Preferred and Income Securities ETF
PFF
$13.3B
$19K 0.01%
+500
New +$19.2K
SCHW
324
Charles Schwab
SCHW
$187B
$19K 0.01%
371
+35
+10% +$1.64K
GER
325
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$19K 0.01%
340
+4
+1% +$221
11 12
13
14 15

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.