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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFWA icon
301
Heritage Financial
HFWA
$1.23B
$20K 0.01%
687
+3
+0.4% +$81
ILMN icon
302
Illumina
ILMN
$30.5B
$20K 0.01%
103
– –
JCI icon
303
Johnson Controls International
JCI
$93.5B
$20K 0.01%
497
– –
MIDD icon
304
Middleby
MIDD
$6.19B
$20K 0.01%
153
– –
AWK icon
305
American Water Works
AWK
$26.5B
$19K 0.01%
234
+1
+0.4% +$81
BURL icon
306
Burlington
BURL
$23.3B
$19K 0.01%
197
– –
DXC icon
307
DXC Technology
DXC
$1.77B
$19K 0.01%
261
– –
EA icon
308
Electronic Arts
EA
$52.9B
$19K 0.01%
160
– –
ENR icon
309
Energizer
ENR
$1.52B
$19K 0.01%
407
– –
FSBW icon
310
FS Bancorp
FSBW
$321M
$19K 0.01%
724
– –
B
311
Barrick Mining
B
$68.5B
$19K 0.01%
1,177
– –
IJR icon
312
iShares Core S&P Small-Cap ETF
IJR
$113B
$19K 0.01%
254
– –
BGG
313
DELISTED
Briggs & Stratton Corp.
BGG
$19K 0.01%
800
– –
MLNX
314
DELISTED
Mellanox Technologies, Ltd.
MLNX
$19K 0.01%
400
– –
IXYS
315
DELISTED
IXYS Corp
IXYS
$19K 0.01%
808
– –
J icon
316
Jacobs Solutions
J
$17.2B
$18K 0.01%
382
+1
+0.3% +$45
LW icon
317
Lamb Weston
LW
$7.34B
$18K 0.01%
383
– –
NLY icon
318
Annaly Capital Management
NLY
$17B
$18K 0.01%
375
+4
+1% +$196
NVAX icon
319
Novavax
NVAX
$1.26B
$18K 0.01%
+800
New +$17.9K
VLO icon
320
Valero Energy
VLO
$88.3B
$18K 0.01%
234
– –
APU
321
DELISTED
AmeriGas Partners, L.P.
APU
$18K 0.01%
400
– –
UN
322
DELISTED
Unilever NV New York Registry Shares
UN
$18K 0.01%
309
-66
-18% -$3.85K
EPAM icon
323
EPAM Systems
EPAM
$5.74B
$17K 0.01%
190
– –
IP icon
324
International Paper
IP
$22.4B
$17K 0.01%
320
– –
MET icon
325
MetLife
MET
$62.4B
$17K 0.01%
336
-41
-11% -$2K
11 12
13
14 15

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.