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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURL icon
301
Burlington
BURL
$23.2B
$18K 0.01%
197
– –
ETO
302
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
$18K 0.01%
+750
New +$17.8K
HFWA icon
303
Heritage Financial
HFWA
$1.22B
$18K 0.01%
684
+3
+0.4% +$75
IJR icon
304
iShares Core S&P Small-Cap ETF
IJR
$109B
$18K 0.01%
254
+54
+27% +$3.74K
MET icon
305
MetLife
MET
$61.9B
$18K 0.01%
377
– –
MU icon
306
Micron Technology
MU
$930B
$18K 0.01%
590
– –
NLY icon
307
Annaly Capital Management
NLY
$17.1B
$18K 0.01%
371
+3
+0.8% +$142
PSLV icon
308
Sprott Physical Silver Trust
PSLV
$12B
$18K 0.01%
2,786
– –
APU
309
DELISTED
AmeriGas Partners, L.P.
APU
$18K 0.01%
400
+150
+60% +$6.73K
DXC icon
310
DXC Technology
DXC
$1.82B
$17K 0.01%
+261
New +$17.3K
EA icon
311
Electronic Arts
EA
$53B
$17K 0.01%
160
– –
ILMN icon
312
Illumina
ILMN
$31B
$17K 0.01%
+103
New +$17.8K
IP icon
313
International Paper
IP
$21.6B
$17K 0.01%
320
– –
J icon
314
Jacobs Solutions
J
$15.9B
$17K 0.01%
381
-74
-16% -$3.29K
KMB icon
315
Kimberly-Clark
KMB
$36.3B
$17K 0.01%
135
+100
+286% +$13K
LW icon
316
Lamb Weston
LW
$7.22B
$17K 0.01%
383
-174
-31% -$7.64K
PPT
317
Franklin Premier Income Trust
PPT
$324M
$17K 0.01%
3,150
– –
MLNX
318
DELISTED
Mellanox Technologies, Ltd.
MLNX
$17K 0.01%
+400
New +$19K
ASIX icon
319
AdvanSix
ASIX
$541M
$16K 0.01%
518
– –
EPAM icon
320
EPAM Systems
EPAM
$5.51B
$16K 0.01%
190
– –
FSBW icon
321
FS Bancorp
FSBW
$319M
$16K 0.01%
724
– –
GNTX icon
322
Gentex
GNTX
$4.97B
$16K 0.01%
853
– –
IJH icon
323
iShares Core S&P Mid-Cap ETF
IJH
$122B
$16K 0.01%
455
+100
+28% +$3.45K
JEF icon
324
Jefferies Financial Group
JEF
$12.6B
$16K 0.01%
673
-223
-25% -$5.08K
NOK icon
325
Nokia
NOK
$51B
$16K 0.01%
2,546
-586
-19% -$3.51K
11 12
13
14 15

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PDL
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MCM
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KF
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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.