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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
301
Agilent Technologies
A
$41.2B
$19K 0.01%
399
– –
EMB icon
302
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$19K 0.01%
+165
New +$19.2K
HIG icon
303
Hartford Financial Services
HIG
$39.3B
$19K 0.01%
446
– –
J icon
304
Jacobs Solutions
J
$17B
$19K 0.01%
453
– –
KKR icon
305
KKR & Co
KKR
$92.3B
$19K 0.01%
1,300
– –
AMBA icon
306
Ambarella
AMBA
$3.81B
$18K 0.01%
250
+125
+100% +$7.83K
AVA icon
307
Avista
AVA
$3.24B
$18K 0.01%
433
– –
DWX icon
308
State Street SPDR S&P International Dividend ETF
DWX
$533M
$18K 0.01%
498
– –
EWJ icon
309
iShares MSCI Japan ETF
EWJ
$23B
$18K 0.01%
+351
New +$17.1K
FAX
310
abrdn Asia-Pacific Income Fund
FAX
$600M
$18K 0.01%
583
– –
FCX icon
311
Freeport-McMoran
FCX
$97.5B
$18K 0.01%
1,687
– –
HBI
312
DELISTED
Hanesbrands
HBI
$18K 0.01%
712
– –
KR icon
313
Kroger
KR
$34.8B
$18K 0.01%
622
+2
+0.3% +$67
WPM icon
314
Wheaton Precious Metals
WPM
$60.9B
$18K 0.01%
680
– –
AWK icon
315
American Water Works
AWK
$26.9B
$17K 0.01%
231
+1
+0.4% +$78
BABA icon
316
Alibaba
BABA
$308B
$17K 0.01%
158
+60
+61% +$5.56K
EMR icon
317
Emerson Electric
EMR
$88.3B
$17K 0.01%
318
– –
ISRA icon
318
VanEck Israel ETF
ISRA
$159M
$17K 0.01%
600
– –
IYR icon
319
iShares US Real Estate ETF
IYR
$4.65B
$17K 0.01%
+206
New +$17.1K
NOK icon
320
Nokia
NOK
$52.3B
$17K 0.01%
2,866
– –
SO icon
321
Southern Company
SO
$107B
$17K 0.01%
338
– –
BPL
322
DELISTED
Buckeye Partners, L.P.
BPL
$17K 0.01%
+232
New +$16.5K
DG icon
323
Dollar General
DG
$27.9B
$16K 0.01%
228
-110
-33% -$9.32K
EQT icon
324
EQT Corp
EQT
$32.3B
$16K 0.01%
399
– –
GS icon
325
Goldman Sachs
GS
$303B
$16K 0.01%
97
– –
11 12
13
14 15

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MCM
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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.