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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
J icon
301
Jacobs Solutions
J
$17.1B
$19K 0.01%
453
– –
NVDA icon
302
NVIDIA
NVDA
$5.31T
$19K 0.01%
16,000
– –
CRAY
303
DELISTED
Cray, Inc.
CRAY
$19K 0.01%
640
– –
A icon
304
Agilent Technologies
A
$39.9B
$18K 0.01%
399
+1
+0.3% +$43
DWX icon
305
State Street SPDR S&P International Dividend ETF
DWX
$527M
$18K 0.01%
498
– –
EOG icon
306
EOG Resources
EOG
$71.5B
$18K 0.01%
210
– –
FAX
307
abrdn Asia-Pacific Income Fund
FAX
$594M
$18K 0.01%
3,500
– –
HBI
308
DELISTED
Hanesbrands
HBI
$18K 0.01%
712
– –
IDCC icon
309
InterDigital
IDCC
$8.53B
$18K 0.01%
330
– –
SO icon
310
Southern Company
SO
$107B
$18K 0.01%
338
– –
VTR icon
311
Ventas
VTR
$47.5B
$18K 0.01%
250
+50
+25% +$3.29K
ASXC
312
DELISTED
Asensus Surgical, Inc.
ASXC
$18K 0.01%
1,154
+866
+301% +$27.2K
EMR icon
313
Emerson Electric
EMR
$91B
$17K 0.01%
318
– –
EQT icon
314
EQT Corp
EQT
$32B
$17K 0.01%
399
– –
BGG
315
DELISTED
Briggs & Stratton Corp.
BGG
$17K 0.01%
800
– –
CSX icon
316
CSX Corp
CSX
$94.7B
$16K 0.01%
1,845
+6
+0.3% +$52
EDIT icon
317
Editas Medicine
EDIT
$422M
$16K 0.01%
653
+603
+1,206% +$20.3K
HES
318
DELISTED
Hess
HES
$16K 0.01%
259
-29
-10% -$1.68K
ISRA icon
319
VanEck Israel ETF
ISRA
$156M
$16K 0.01%
600
– –
KKR icon
320
KKR & Co
KKR
$94.9B
$16K 0.01%
1,300
– –
KMI icon
321
Kinder Morgan
KMI
$69.3B
$16K 0.01%
855
– –
NOK icon
322
Nokia
NOK
$53.5B
$16K 0.01%
2,866
– –
NUGT icon
323
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.07B
$16K 0.01%
31
-7
-18% -$2.57K
WPM icon
324
Wheaton Precious Metals
WPM
$55.8B
$16K 0.01%
680
-200
-23% -$3.86K
BPL
325
DELISTED
Buckeye Partners, L.P.
BPL
– –
0
– –
11 12
13
14 15

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AAS
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MCM
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.