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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
301
Cognex
CGNX
$11.3B
$25K 0.02%
1,300
– –
DFS
302
DELISTED
Discover Financial Services
DFS
$25K 0.02%
495
– –
GF
303
New Germany Fund
GF
$188M
$25K 0.02%
1,782
– –
IYE icon
304
iShares US Energy ETF
IYE
$1.71B
$24K 0.02%
681
– –
RIO icon
305
Rio Tinto
RIO
$164B
$24K 0.02%
857
– –
AB icon
306
AllianceBernstein
AB
$3.47B
– –
0
– –
HSY icon
307
Hershey
HSY
$36.6B
$23K 0.02%
250
– –
DATA
308
DELISTED
Tableau Software, Inc.
DATA
$23K 0.02%
497
+397
+397% +$23K
SABA
309
Saba Capital Income & Opportunities Fund II
SABA
$223M
$22K 0.02%
1,675
– –
SCHB icon
310
Schwab US Broad Market ETF
SCHB
$44.9B
$22K 0.02%
2,718
+330
+14% +$2.56K
VEA icon
311
Vanguard FTSE Developed Markets ETF
VEA
$236B
$22K 0.02%
622
+584
+1,537% +$20.2K
AYR
312
DELISTED
Aircastle Ltd
AYR
$22K 0.02%
1,000
– –
GPRO icon
313
GoPro
GPRO
$126M
$21K 0.01%
+1,787
New +$22.2K
HIG icon
314
Hartford Financial Services
HIG
$39.3B
$21K 0.01%
446
– –
AIT icon
315
Applied Industrial Technologies
AIT
$13.3B
$20K 0.01%
472
– –
CNI icon
316
Canadian National Railway
CNI
$76.6B
$20K 0.01%
315
– –
DG icon
317
Dollar General
DG
$27.9B
$20K 0.01%
228
– –
FNDX icon
318
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$20K 0.01%
2,055
– –
HBI
319
DELISTED
Hanesbrands
HBI
$20K 0.01%
712
– –
KKR icon
320
KKR & Co
KKR
$92.3B
$19K 0.01%
+1,300
New +$17.7K
BGG
321
DELISTED
Briggs & Stratton Corp.
BGG
$19K 0.01%
800
– –
FIG
322
DELISTED
Fortress Investment Group Llc
FIG
$19K 0.01%
+4,000
New +$18K
AVA icon
323
Avista
AVA
$3.24B
$18K 0.01%
433
– –
FAX
324
abrdn Asia-Pacific Income Fund
FAX
$600M
$18K 0.01%
583
+250
+75% +$6.93K
IDCC icon
325
InterDigital
IDCC
$8.89B
$18K 0.01%
330
– –
11 12
13
14 15

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MCM
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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.