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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
301
DELISTED
CDK Global, Inc.
CDK
$18K 0.01%
376
– –
DG icon
302
Dollar General
DG
$27.9B
$17K 0.01%
228
– –
DWX icon
303
State Street SPDR S&P International Dividend ETF
DWX
$533M
$17K 0.01%
498
– –
IDCC icon
304
InterDigital
IDCC
$8.89B
$17K 0.01%
330
– –
ISRA icon
305
VanEck Israel ETF
ISRA
$159M
$17K 0.01%
600
– –
J icon
306
Jacobs Solutions
J
$17B
$17K 0.01%
559
-160
-22% -$5.35K
CALY
307
Callaway Golf Company
CALY
$3.14B
$17K 0.01%
2,000
– –
ENR icon
308
Energizer
ENR
$1.55B
$16K 0.01%
407
– –
IJH icon
309
iShares Core S&P Mid-Cap ETF
IJH
$127B
$16K 0.01%
580
+225
+63% +$6.54K
PSLV icon
310
Sprott Physical Silver Trust
PSLV
$13.2B
$16K 0.01%
2,786
+636
+30% +$3.69K
TRN icon
311
Trinity Industries
TRN
$2.38B
$16K 0.01%
972
– –
PX
312
DELISTED
Praxair Inc
PX
$16K 0.01%
159
– –
KYTH
313
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$16K 0.01%
212
– –
HFWA icon
314
Heritage Financial
HFWA
$1.21B
$15K 0.01%
778
– –
IJR icon
315
iShares Core S&P Small-Cap ETF
IJR
$112B
$15K 0.01%
288
+88
+44% +$4.99K
O icon
316
Realty Income
O
$59.1B
$15K 0.01%
316
– –
PPT
317
Franklin Premier Income Trust
PPT
$328M
$15K 0.01%
3,150
– –
SO icon
318
Southern Company
SO
$107B
$15K 0.01%
338
– –
BGG
319
DELISTED
Briggs & Stratton Corp.
BGG
$15K 0.01%
800
– –
A icon
320
Agilent Technologies
A
$41.2B
$14K 0.01%
398
-1,365
-77% -$51.6K
AVA icon
321
Avista
AVA
$3.24B
$14K 0.01%
433
– –
EMR icon
322
Emerson Electric
EMR
$88.3B
$14K 0.01%
318
– –
EQT icon
323
EQT Corp
EQT
$32.3B
$14K 0.01%
399
– –
NKE icon
324
Nike
NKE
$61.9B
$14K 0.01%
224
– –
SPH icon
325
Suburban Propane Partners
SPH
$1.18B
– –
0
– –
11 12
13
14 15

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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.