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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
301
Emerson Electric
EMR
$88.6B
$20K 0.01%
318
-111
-26% -$6.95K
HBI
302
DELISTED
Hanesbrands
HBI
$20K 0.01%
+712
New +$19.5K
RJA
303
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$20K 0.01%
2,664
+500
+23% +$3.68K
SPY icon
304
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$19K 0.01%
93
-1,106
-92% -$222K
VIAV icon
305
Viavi Solutions
VIAV
$9.64B
$19K 0.01%
2,440
– –
BBBY
306
DELISTED
Bed Bath & Beyond Inc
BBBY
$19K 0.01%
254
– –
PCP
307
DELISTED
PRECISION CASTPARTS CORP
PCP
$19K 0.01%
79
-20
-20% -$4.62K
AEP icon
308
American Electric Power
AEP
$68.4B
$18K 0.01%
290
– –
DG icon
309
Dollar General
DG
$28B
$18K 0.01%
253
– –
FCX icon
310
Freeport-McMoran
FCX
$97.2B
$18K 0.01%
781
+218
+39% +$6.02K
SEE
311
DELISTED
Sealed Air
SEE
$18K 0.01%
428
– –
SPH icon
312
Suburban Propane Partners
SPH
$1.18B
– –
0
– –
BPL
313
DELISTED
Buckeye Partners, L.P.
BPL
– –
0
– –
TRW
314
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$18K 0.01%
177
– –
MFC icon
315
Manulife Financial
MFC
$73.7B
$17K 0.01%
906
– –
PPT
316
Franklin Premier Income Trust
PPT
$328M
$17K 0.01%
3,150
– –
KSU
317
DELISTED
Kansas City Southern
KSU
$17K 0.01%
140
– –
CLX icon
318
Clorox
CLX
$12.8B
$16K 0.01%
+150
New +$15K
DBC icon
319
Invesco DB Commodity Index Tracking Fund
DBC
$1.68B
$16K 0.01%
866
– –
EQT icon
320
EQT Corp
EQT
$32.3B
$16K 0.01%
399
– –
IDCC icon
321
InterDigital
IDCC
$8.84B
$16K 0.01%
300
– –
IP icon
322
International Paper
IP
$22.1B
$16K 0.01%
320
– –
WY icon
323
Weyerhaeuser
WY
$18.5B
$16K 0.01%
447
– –
BGG
324
DELISTED
Briggs & Stratton Corp.
BGG
$16K 0.01%
800
– –
TFCFA
325
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$16K 0.01%
408
– –
11 12
13
14 15

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.