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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
301
Stryker
SYK
$130B
$20K 0.02%
250
– –
BSCI
302
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$20K 0.02%
+949
New +$20.1K
WIN
303
DELISTED
Windstream Holdings Inc
WIN
$20K 0.02%
233
– –
KRFT
304
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$20K 0.02%
349
– –
BNY
305
Bank of New York Mellon
BNY
$107B
$19K 0.01%
488
– –
GPRO icon
306
GoPro
GPRO
$126M
$19K 0.01%
+200
New +$10.2K
FCX icon
307
Freeport-McMoran
FCX
$97.5B
$18K 0.01%
563
– –
LNG icon
308
Cheniere Energy
LNG
$52.9B
$18K 0.01%
225
– –
VIAV icon
309
Viavi Solutions
VIAV
$9.66B
$18K 0.01%
2,440
– –
TRW
310
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$18K 0.01%
177
– –
MFC icon
311
Manulife Financial
MFC
$73.5B
$17K 0.01%
906
– –
PCG icon
312
PG&E
PCG
$38.5B
$17K 0.01%
374
+3
+0.8% +$138
PPT
313
Franklin Premier Income Trust
PPT
$328M
$17K 0.01%
3,150
– –
BBBY
314
DELISTED
Bed Bath & Beyond Inc
BBBY
$17K 0.01%
254
– –
KSU
315
DELISTED
Kansas City Southern
KSU
$17K 0.01%
140
– –
CRAY
316
DELISTED
Cray, Inc.
CRAY
$17K 0.01%
640
– –
PX
317
DELISTED
Praxair Inc
PX
$17K 0.01%
134
– –
CYB
318
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$17K 0.01%
686
– –
VLO icon
319
Valero Energy
VLO
$85.9B
$16K 0.01%
351
– –
TUES
320
DELISTED
Tuesday Morning Corp
TUES
$16K 0.01%
800
– –
AYR
321
DELISTED
Aircastle Ltd
AYR
$16K 0.01%
1,000
– –
AEP icon
322
American Electric Power
AEP
$68.4B
$15K 0.01%
290
– –
DG icon
323
Dollar General
DG
$27.9B
$15K 0.01%
253
– –
IXC icon
324
iShares Global Energy ETF
IXC
$2.76B
$15K 0.01%
350
– –
PSLV icon
325
Sprott Physical Silver Trust
PSLV
$13.2B
$15K 0.01%
2,150
– –
11 12
13
14 15

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MCM
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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.