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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
301
TJX Companies
TJX
$177B
$21K 0.02%
800
– –
KRFT
302
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$21K 0.02%
349
-88
-20% -$5.09K
CNI icon
303
Canadian National Railway
CNI
$77.1B
$20K 0.02%
300
– –
CGNX icon
304
Cognex
CGNX
$11.8B
$19K 0.01%
1,000
– –
WPM icon
305
Wheaton Precious Metals
WPM
$55.8B
$19K 0.01%
740
+400
+118% +$8.96K
SDRL
306
DELISTED
Seadrill Limited Common Stock
SDRL
$19K 0.01%
2
– –
BNY
307
Bank of New York Mellon
BNY
$108B
$18K 0.01%
488
– –
MDU icon
308
MDU Resources
MDU
$4.18B
$18K 0.01%
1,315
– –
MFC icon
309
Manulife Financial
MFC
$73.9B
$18K 0.01%
906
– –
PCG icon
310
PG&E
PCG
$37.9B
$18K 0.01%
371
+4
+1% +$181
PSLV icon
311
Sprott Physical Silver Trust
PSLV
$12.9B
$18K 0.01%
2,150
– –
VLO icon
312
Valero Energy
VLO
$87.1B
$18K 0.01%
351
– –
AYR
313
DELISTED
Aircastle Ltd
AYR
$18K 0.01%
1,000
– –
PX
314
DELISTED
Praxair Inc
PX
$18K 0.01%
134
– –
WIN
315
DELISTED
Windstream Holdings Inc
WIN
$18K 0.01%
233
– –
EW icon
316
Edwards Lifesciences
EW
$51.2B
$17K 0.01%
1,200
– –
IXC icon
317
iShares Global Energy ETF
IXC
$2.75B
$17K 0.01%
350
– –
CALY
318
Callaway Golf Company
CALY
$3.44B
$17K 0.01%
2,000
– –
PPT
319
Franklin Premier Income Trust
PPT
$327M
$17K 0.01%
3,150
– –
SU icon
320
Suncor Energy
SU
$74.2B
$17K 0.01%
402
-2
-0.5% -$78
VIAV icon
321
Viavi Solutions
VIAV
$9.6B
$17K 0.01%
2,440
-278
-10% -$1.89K
CRAY
322
DELISTED
Cray, Inc.
CRAY
$17K 0.01%
640
– –
CYB
323
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$17K 0.01%
686
– –
AEP icon
324
American Electric Power
AEP
$68.8B
$16K 0.01%
290
– –
DVN icon
325
Devon Energy
DVN
$48.5B
$16K 0.01%
200
– –
11 12
13
14 15

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.