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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
301
DELISTED
Spectra Energy Corp Wi
SE
$24K 0.02%
654
– –
AIT icon
302
Applied Industrial Technologies
AIT
$13.3B
$23K 0.02%
472
– –
DBC icon
303
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$23K 0.02%
866
– –
CQB
304
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$23K 0.02%
1,840
– –
VIAV icon
305
Viavi Solutions
VIAV
$9.66B
$22K 0.02%
2,718
+352
+15% +$2.66K
NMA
306
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$22K 0.02%
1,715
-1,715
-50% -$22K
COV
307
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$22K 0.02%
295
– –
AWK icon
308
American Water Works
AWK
$26.9B
$21K 0.02%
460
– –
EQT icon
309
EQT Corp
EQT
$32.3B
$21K 0.02%
399
– –
ES icon
310
Eversource Energy
ES
$27.2B
$21K 0.02%
464
– –
SIRI icon
311
SiriusXM
SIRI
$10.1B
$21K 0.02%
665
– –
SDRL
312
DELISTED
Seadrill Limited Common Stock
SDRL
$21K 0.02%
2
– –
ZF
313
DELISTED
Virtus Total Return Fund Inc.
ZF
$21K 0.02%
1,384
– –
KMP
314
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$21K 0.02%
290
+100
+53% +$7.77K
APA icon
315
APA Corp
APA
$13.2B
$20K 0.02%
238
– –
HIG icon
316
Hartford Financial Services
HIG
$39.3B
$20K 0.02%
579
– –
CALY
317
Callaway Golf Company
CALY
$3.14B
$20K 0.02%
2,000
– –
SYK icon
318
Stryker
SYK
$130B
$20K 0.02%
250
– –
PCP
319
DELISTED
PRECISION CASTPARTS CORP
PCP
$20K 0.02%
79
– –
FCX icon
320
Freeport-McMoran
FCX
$97.5B
$19K 0.02%
563
-99
-15% -$3.29K
VLO icon
321
Valero Energy
VLO
$85.9B
$19K 0.02%
351
– –
AYR
322
DELISTED
Aircastle Ltd
AYR
$19K 0.02%
1,000
– –
IWR icon
323
iShares Russell Mid-Cap ETF
IWR
$57.4B
$18K 0.01%
468
– –
VBR icon
324
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$18K 0.01%
183
– –
BGG
325
DELISTED
Briggs & Stratton Corp.
BGG
$18K 0.01%
800
– –
11 12
13
14 15

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.