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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
276
Blackrock
BLK
$176B
$5.17K ﹤0.01%
8
– –
BJ icon
277
BJs Wholesale Club
BJ
$12.3B
$5.14K ﹤0.01%
72
– –
ALL icon
278
Allstate
ALL
$68.6B
$5.01K ﹤0.01%
45
– –
SBRA icon
279
Sabra Healthcare REIT
SBRA
$5.29B
$4.88K ﹤0.01%
350
– –
FTRE icon
280
Fortrea Holdings
FTRE
$1.78B
$4.86K ﹤0.01%
+170
New +$5.03K
HAL icon
281
Halliburton
HAL
$27.8B
$4.81K ﹤0.01%
119
+1
+0.8% +$39
DOV icon
282
Dover
DOV
$28.4B
$4.74K ﹤0.01%
34
– –
PKST
283
DELISTED
Peakstone Realty Trust
PKST
$4.66K ﹤0.01%
280
– –
WYNN icon
284
Wynn Resorts
WYNN
$10.5B
$4.62K ﹤0.01%
50
– –
PENN icon
285
PENN Entertainment
PENN
$2.61B
$4.59K ﹤0.01%
200
– –
NEE icon
286
NextEra Energy
NEE
$176B
$4.58K ﹤0.01%
80
-2
-2% -$138
CI icon
287
Cigna
CI
$74.3B
$4.58K ﹤0.01%
16
– –
MS icon
288
Morgan Stanley
MS
$342B
$4.57K ﹤0.01%
56
– –
NFLX icon
289
Netflix
NFLX
$312B
$4.53K ﹤0.01%
120
– –
PRU icon
290
Prudential Financial
PRU
$42.1B
$4.46K ﹤0.01%
47
– –
TRV icon
291
Travelers Companies
TRV
$79.1B
$4.41K ﹤0.01%
27
– –
NOK icon
292
Nokia
NOK
$51.5B
$4.37K ﹤0.01%
1,168
– –
REAX icon
293
Real Brokerage
REAX
$464M
$4.26K ﹤0.01%
2,940
– –
COP icon
294
ConocoPhillips
COP
$146B
$4.19K ﹤0.01%
35
– –
LUV icon
295
Southwest Airlines
LUV
$22.2B
$4.12K ﹤0.01%
152
– –
PLTR icon
296
Palantir
PLTR
$429B
$4.03K ﹤0.01%
252
– –
AGNT
297
AGNT Inc
AGNT
$710M
$3.99K ﹤0.01%
246
+1
+0.4% +$21
IWS icon
298
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$3.96K ﹤0.01%
+38
New +$4.19K
IDXX icon
299
Idexx Laboratories
IDXX
$47.1B
$3.94K ﹤0.01%
9
– –
RIVN icon
300
Rivian
RIVN
$23.2B
$3.93K ﹤0.01%
162
+15
+10% +$350
10 11
12
13 14

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.