We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
276
Nokia
NOK
$52.3B
$5.42K ﹤0.01%
1,168
– –
PBW icon
277
Invesco WilderHill Clean Energy ETF
PBW
$461M
$5.37K ﹤0.01%
+140
New +$6.23K
AEP icon
278
American Electric Power
AEP
$68.4B
$5.32K ﹤0.01%
+56
New +$5.1K
CI icon
279
Cigna
CI
$74.6B
$5.3K ﹤0.01%
16
– –
ADI icon
280
Analog Devices
ADI
$190B
$5.25K ﹤0.01%
+32
New +$5K
SHOP icon
281
Shopify
SHOP
$195B
$5.21K ﹤0.01%
150
+50
+50% +$1.71K
XLY icon
282
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$5.17K ﹤0.01%
80
– –
LUV icon
283
Southwest Airlines
LUV
$23B
$5.12K ﹤0.01%
152
– –
TRV icon
284
Travelers Companies
TRV
$80.2B
$5.06K ﹤0.01%
27
– –
ADBE icon
285
Adobe
ADBE
$105B
$5.05K ﹤0.01%
15
– –
EBAY icon
286
eBay
EBAY
$49.8B
$4.98K ﹤0.01%
120
– –
UEC icon
287
Uranium Energy
UEC
$5.57B
$4.88K ﹤0.01%
1,257
– –
OGI
288
Organigram Holdings
OGI
$139M
$4.81K ﹤0.01%
1,502
– –
BJ icon
289
BJs Wholesale Club
BJ
$12.3B
$4.76K ﹤0.01%
72
– –
HYMB icon
290
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$4.75K ﹤0.01%
194
– –
NSC icon
291
Norfolk Southern
NSC
$75.1B
$4.68K ﹤0.01%
+19
New +$4.5K
CRSP icon
292
CRISPR Therapeutics
CRSP
$5.17B
$4.67K ﹤0.01%
115
– –
PRU icon
293
Prudential Financial
PRU
$41.8B
$4.67K ﹤0.01%
47
– –
HAL icon
294
Halliburton
HAL
$26.6B
$4.61K ﹤0.01%
117
– –
AFL icon
295
Aflac
AFL
$62.6B
$4.6K ﹤0.01%
+64
New +$4.29K
AMD icon
296
Advanced Micro Devices
AMD
$789B
$4.6K ﹤0.01%
71
– –
CWB icon
297
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$4.57K ﹤0.01%
71
-3
-4% -$195
LIN icon
298
Linde
LIN
$226B
$4.57K ﹤0.01%
+14
New +$4.39K
SE icon
299
Sea Limited
SE
$69.5B
$4.42K ﹤0.01%
85
– –
SBRA icon
300
Sabra Healthcare REIT
SBRA
$5.37B
$4.35K ﹤0.01%
350
– –
10 11
12
13 14

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.