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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
276
Garmin
GRMN
$60B
$41K 0.01%
300
+150
+100% +$21.7K
IVV icon
277
iShares Core S&P 500 ETF
IVV
$904B
$41K 0.01%
86
– –
OMCL icon
278
Omnicell
OMCL
$1.68B
$41K 0.01%
225
-82
-27% -$14.2K
RIG icon
279
Transocean
RIG
$5.82B
$41K 0.01%
14,905
+3,000
+25% +$10.2K
INFY icon
280
Infosys
INFY
$50.7B
$40K 0.01%
1,600
– –
RIO icon
281
Rio Tinto
RIO
$164B
$40K 0.01%
600
– –
WOOD icon
282
iShares Global Timber & Forestry ETF
WOOD
$274M
$40K 0.01%
431
+1
+0.2% +$87
ALB icon
283
Albemarle
ALB
$15.5B
$39K 0.01%
166
+35
+27% +$8.66K
BX icon
284
Blackstone
BX
$110B
$39K 0.01%
300
– –
MRNA icon
285
Moderna
MRNA
$23.6B
$39K 0.01%
153
-23
-13% -$6.72K
PL icon
286
Planet Labs
PL
$8.53B
$39K 0.01%
+6,400
New +$60.6K
ASXC
287
DELISTED
Asensus Surgical, Inc.
ASXC
$39K 0.01%
35,077
-18,000
-34% -$27.8K
ETN icon
288
Eaton
ETN
$174B
$38K 0.01%
221
– –
FPI
289
Farmland Partners
FPI
$432M
$38K 0.01%
3,219
-560
-15% -$6.67K
IJR icon
290
iShares Core S&P Small-Cap ETF
IJR
$112B
$38K 0.01%
336
– –
NXP icon
291
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$38K 0.01%
+2,394
New +$39.5K
BR icon
292
Broadridge
BR
$19B
$37K 0.01%
200
– –
KKR icon
293
KKR & Co
KKR
$92.3B
$37K 0.01%
500
– –
MDU icon
294
MDU Resources
MDU
$4.32B
$37K 0.01%
3,169
+21
+0.7% +$237
ACN icon
295
Accenture
ACN
$108B
$36K 0.01%
87
– –
AMD icon
296
Advanced Micro Devices
AMD
$789B
$36K 0.01%
250
– –
LRCX icon
297
Lam Research
LRCX
$390B
$36K 0.01%
500
– –
ZBH icon
298
Zimmer Biomet
ZBH
$18.4B
$36K 0.01%
289
– –
CAG icon
299
Conagra Brands
CAG
$7.23B
$34K 0.01%
1,000
– –
GD icon
300
General Dynamics
GD
$106B
$34K 0.01%
161
– –
10 11
12
13 14

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AAS
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MCM
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.