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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
276
Yum China
YUMC
$16.3B
$39K 0.01%
671
+405
+152% +$24.9K
NXQ
277
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$39K 0.01%
2,515
– –
PI icon
278
Impinj
PI
$5.6B
$38K 0.01%
657
-100
-13% -$5.11K
VV icon
279
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$38K 0.01%
190
– –
AAL icon
280
American Airlines Group
AAL
$10.6B
$37K 0.01%
1,785
– –
IJR icon
281
iShares Core S&P Small-Cap ETF
IJR
$112B
$37K 0.01%
336
-173
-34% -$19K
IVV icon
282
iShares Core S&P 500 ETF
IVV
$904B
$37K 0.01%
86
– –
RIOT icon
283
Riot Platforms
RIOT
$7.76B
$37K 0.01%
1,450
-40
-3% -$1.29K
TTD icon
284
Trade Desk
TTD
$6.49B
$37K 0.01%
531
+31
+6% +$2.4K
WOOD icon
285
iShares Global Timber & Forestry ETF
WOOD
$274M
$37K 0.01%
430
– –
AYX
286
DELISTED
Alteryx Inc
AYX
$37K 0.01%
500
-50
-9% -$3.76K
INFY icon
287
Infosys
INFY
$50.7B
$36K 0.01%
1,600
– –
MDU icon
288
MDU Resources
MDU
$4.32B
$36K 0.01%
3,148
+21
+0.7% +$251
DISH
289
DELISTED
DISH Network Corp.
DISH
$36K 0.01%
837
– –
BX icon
290
Blackstone
BX
$110B
$35K 0.01%
300
– –
CCL icon
291
Carnival Corporation Ltd
CCL
$39.7B
$35K 0.01%
1,400
-810
-37% -$18.8K
GF
292
New Germany Fund
GF
$188M
$35K 0.01%
1,782
– –
CAG icon
293
Conagra Brands
CAG
$7.23B
$34K 0.01%
1,000
– –
CP icon
294
Canadian Pacific Kansas City
CP
$80.5B
$34K 0.01%
530
– –
GILD icon
295
Gilead Sciences
GILD
$165B
$34K 0.01%
490
– –
INFI
296
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$34K 0.01%
+10,000
New +$30.8K
BR icon
297
Broadridge
BR
$19B
$33K 0.01%
200
– –
ETN icon
298
Eaton
ETN
$174B
$33K 0.01%
221
– –
F icon
299
Ford
F
$55.7B
$33K 0.01%
2,320
+175
+8% +$2.38K
LUMN icon
300
Lumen
LUMN
$6.44B
$33K 0.01%
2,685
+10
+0.4% +$125
10 11
12
13 14

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.