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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOOD icon
276
iShares Global Timber & Forestry ETF
WOOD
$273M
$36K 0.01%
426
– –
GF
277
New Germany Fund
GF
$186M
$35K 0.01%
1,782
– –
LUMN icon
278
Lumen
LUMN
$6.77B
$35K 0.01%
2,649
+8
+0.3% +$99
VV icon
279
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$35K 0.01%
190
– –
CRON
280
Cronos Group
CRON
$1.11B
$34K 0.01%
3,577
– –
WPM icon
281
Wheaton Precious Metals
WPM
$60.9B
$34K 0.01%
884
+404
+84% +$16K
FNKO icon
282
Funko
FNKO
$345M
$33K 0.01%
1,665
– –
NVO
283
Novo Nordisk
NVO
$209B
$33K 0.01%
970
– –
TTD icon
284
Trade Desk
TTD
$6.18B
$33K 0.01%
500
– –
CLX icon
285
Clorox
CLX
$13B
$32K 0.01%
165
– –
COP icon
286
ConocoPhillips
COP
$147B
$32K 0.01%
597
-187
-24% -$9.22K
F icon
287
Ford
F
$56.1B
$32K 0.01%
2,597
+470
+22% +$5.38K
SLQT icon
288
SelectQuote
SLQT
$125M
$32K 0.01%
1,075
+75
+8% +$1.97K
VCIT icon
289
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$32K 0.01%
+345
New +$32.8K
BKH icon
290
Black Hills Corp
BKH
$5.62B
$31K 0.01%
467
– –
BND icon
291
Vanguard Total Bond Market
BND
$161B
$31K 0.01%
365
+6
+2% +$517
BR icon
292
Broadridge
BR
$19.8B
$31K 0.01%
200
– –
ETN icon
293
Eaton
ETN
$174B
$31K 0.01%
221
– –
HPE icon
294
Hewlett Packard
HPE
$73.7B
$31K 0.01%
2,000
– –
HUBS icon
295
HubSpot
HUBS
$10.7B
$31K 0.01%
68
– –
OGI
296
Organigram Holdings
OGI
$145M
$31K 0.01%
2,252
+2,175
+2,825% +$25.1K
SCZ icon
297
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$31K 0.01%
425
– –
SHOP icon
298
Shopify
SHOP
$199B
$31K 0.01%
280
-200
-42% -$24.2K
GGN
299
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$30K 0.01%
8,738
– –
INFY icon
300
Infosys
INFY
$51.1B
$30K 0.01%
1,600
– –
10 11
12
13 14

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.