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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
276
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$31K 0.01%
8,738
+4,000
+84% +$13.8K
FTNT icon
277
Fortinet
FTNT
$121B
$30K 0.01%
1,000
– –
PWR icon
278
Quanta Services
PWR
$100B
$30K 0.01%
415
– –
BKH icon
279
Black Hills Corp
BKH
$5.63B
$29K 0.01%
467
– –
FMC icon
280
FMC
FMC
$1.29B
$29K 0.01%
250
– –
IJR icon
281
iShares Core S&P Small-Cap ETF
IJR
$112B
$29K 0.01%
320
– –
SCZ icon
282
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$29K 0.01%
+425
New +$26.8K
TIP icon
283
iShares TIPS Bond ETF
TIP
$14.7B
$29K 0.01%
228
– –
TLRY icon
284
Tilray
TLRY
$594M
$29K 0.01%
350
+70
+25% +$5.1K
YUM icon
285
Yum! Brands
YUM
$40B
$29K 0.01%
266
– –
AAL icon
286
American Airlines Group
AAL
$10.1B
$28K 0.01%
1,785
– –
NVS icon
287
Novartis
NVS
$297B
$28K 0.01%
294
– –
SPWR
288
DELISTED
SunPower Corporation Common Stock
SPWR
$28K 0.01%
1,100
– –
DOCU
289
DocuSign
DOCU
$11.6B
$27K 0.01%
122
– –
ETN icon
290
Eaton
ETN
$174B
$27K 0.01%
221
– –
HUBS icon
291
HubSpot
HUBS
$10.7B
$27K 0.01%
68
+3
+5% +$1.05K
INFY icon
292
Infosys
INFY
$51B
$27K 0.01%
1,600
– –
DISH
293
DELISTED
DISH Network Corp.
DISH
$27K 0.01%
837
– –
MUS
294
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$27K 0.01%
2,035
– –
EEM icon
295
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$26K 0.01%
496
– –
LUMN icon
296
Lumen
LUMN
$6.79B
$26K 0.01%
2,641
+11
+0.4% +$109
LW icon
297
Lamb Weston
LW
$7.13B
$26K 0.01%
333
– –
RIOT icon
298
Riot Platforms
RIOT
$7.28B
$26K 0.01%
1,550
+500
+48% +$3.32K
CRON
299
Cronos Group
CRON
$1.11B
$25K 0.01%
3,577
+500
+16% +$3.44K
A icon
300
Agilent Technologies
A
$41.8B
$24K 0.01%
202
– –
10 11
12
13 14

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.