We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
276
Yum! Brands
YUM
$39.7B
$24K 0.01%
266
– –
DISH
277
DELISTED
DISH Network Corp.
DISH
$24K 0.01%
837
– –
ALB icon
278
Albemarle
ALB
$15.5B
$23K 0.01%
260
-21
-7% -$1.86K
ETN icon
279
Eaton
ETN
$173B
$23K 0.01%
221
– –
FHLC icon
280
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$23K 0.01%
433
+1
+0.2% +$52
OMCL icon
281
Omnicell
OMCL
$1.7B
$23K 0.01%
307
– –
VNQ icon
282
Vanguard Real Estate ETF
VNQ
$38.6B
$23K 0.01%
291
– –
ALSK
283
DELISTED
Alaska Communications Systems
ALSK
$23K 0.01%
11,458
– –
AAL icon
284
American Airlines Group
AAL
$9.93B
$22K 0.01%
1,785
– –
ADM icon
285
Archer Daniels Midland
ADM
$38.8B
$22K 0.01%
477
+1
+0.2% +$44
EEM icon
286
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$22K 0.01%
496
– –
GD icon
287
General Dynamics
GD
$107B
$22K 0.01%
161
– –
GILD icon
288
Gilead Sciences
GILD
$165B
$22K 0.01%
350
– –
B
289
Barrick Mining
B
$68.5B
$22K 0.01%
770
+48
+7% +$1.37K
IJR icon
290
iShares Core S&P Small-Cap ETF
IJR
$112B
$22K 0.01%
320
– –
INFY icon
291
Infosys
INFY
$50.9B
$22K 0.01%
1,600
– –
LW icon
292
Lamb Weston
LW
$7.12B
$22K 0.01%
333
– –
NVAX icon
293
Novavax
NVAX
$1.3B
$22K 0.01%
+200
New +$24.4K
PWR icon
294
Quanta Services
PWR
$99.4B
$22K 0.01%
415
– –
AFB
295
AllianceBernstein National Municipal Income Fund
AFB
$316M
$21K 0.01%
1,500
– –
BYND icon
296
Beyond Meat
BYND
$268M
$21K 0.01%
128
-51
-28% -$6.91K
EA
297
DELISTED
Electronic Arts
EA
$21K 0.01%
159
– –
NKX icon
298
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$21K 0.01%
1,375
– –
SCHZ icon
299
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$21K 0.01%
756
+2
+0.3% +$56
ATVI
300
DELISTED
Activision Blizzard
ATVI
$21K 0.01%
260
– –
10 11
12
13 14

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.