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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
276
Saba Capital Income & Opportunities Fund II
SABA
$223M
$18K 0.01%
1,675
– –
SO icon
277
Southern Company
SO
$105B
$18K 0.01%
338
– –
SPXS icon
278
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$18K 0.01%
+11
New +$16.3K
YUM icon
279
Yum! Brands
YUM
$39.7B
$18K 0.01%
266
– –
ADM icon
280
Archer Daniels Midland
ADM
$38.8B
$17K 0.01%
475
+2
+0.4% +$82
EEM icon
281
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$17K 0.01%
496
– –
ETN icon
282
Eaton
ETN
$173B
$17K 0.01%
221
– –
SCHE icon
283
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$17K 0.01%
821
– –
SIVR icon
284
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$17K 0.01%
1,285
– –
SPXU icon
285
ProShares UltraPro Short S&P 500
SPXU
$384M
$17K 0.01%
+7
New +$15.7K
VRSN icon
286
VeriSign
VRSN
$26.5B
$17K 0.01%
93
-200
-68% -$39.3K
DISH
287
DELISTED
DISH Network Corp.
DISH
$17K 0.01%
837
– –
BX icon
288
Blackstone
BX
$113B
$16K 0.01%
350
+25
+8% +$1.38K
CAH icon
289
Cardinal Health
CAH
$55.5B
$16K 0.01%
323
+1
+0.3% +$52
EA
290
DELISTED
Electronic Arts
EA
$16K 0.01%
159
-40
-20% -$4.21K
HIG icon
291
Hartford Financial Services
HIG
$38.7B
$16K 0.01%
446
-50
-10% -$2.6K
IEFA icon
292
iShares Core MSCI EAFE ETF
IEFA
$195B
$16K 0.01%
+312
New +$18.6K
MET icon
293
MetLife
MET
$61.7B
$16K 0.01%
513
-336
-40% -$14.9K
RTX icon
294
RTX Corp
RTX
$302B
$16K 0.01%
267
– –
AVGO icon
295
Broadcom
AVGO
$2.01T
$15K ﹤0.01%
610
– –
COLB icon
296
Columbia Banking Systems
COLB
$8.84B
$15K ﹤0.01%
553
– –
GMED icon
297
Globus Medical
GMED
$11.7B
$15K ﹤0.01%
345
– –
INCY icon
298
Incyte
INCY
$24.6B
$15K ﹤0.01%
208
+8
+4% +$604
MRVL icon
299
Marvell Technology
MRVL
$187B
$15K ﹤0.01%
672
+42
+7% +$1.01K
SCHB icon
300
Schwab US Broad Market ETF
SCHB
$44.8B
$15K ﹤0.01%
1,500
– –
10 11
12
13 14

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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.