We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
276
American Water Works
AWK
$26.9B
$22K 0.01%
175
– –
CNI icon
277
Canadian National Railway
CNI
$76.6B
$22K 0.01%
240
– –
COLB icon
278
Columbia Banking Systems
COLB
$8.84B
$22K 0.01%
553
– –
DOW icon
279
Dow Inc
DOW
$21.2B
$22K 0.01%
404
– –
EEM icon
280
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$22K 0.01%
496
+369
+291% +$15.8K
GLDM icon
281
SPDR Gold MiniShares Trust
GLDM
$29.5B
$22K 0.01%
733
– –
SCHE icon
282
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$22K 0.01%
821
+21
+3% +$553
SIVR icon
283
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$22K 0.01%
1,285
-100
-7% -$1.68K
SO icon
284
Southern Company
SO
$107B
$22K 0.01%
338
– –
VLO icon
285
Valero Energy
VLO
$85.9B
$22K 0.01%
234
– –
THOR
286
DELISTED
Synthorx, Inc. Common Stock
THOR
$22K 0.01%
320
-320
-50% -$9.14K
AFB
287
AllianceBernstein National Municipal Income Fund
AFB
$317M
$21K 0.01%
+1,500
New +$20.6K
AGG icon
288
iShares Core US Aggregate Bond ETF
AGG
$138B
$21K 0.01%
+183
New +$20.6K
ATO icon
289
Atmos Energy
ATO
$28.8B
$21K 0.01%
185
– –
EA
290
DELISTED
Electronic Arts
EA
$21K 0.01%
199
+39
+24% +$3.87K
ETN icon
291
Eaton
ETN
$174B
$21K 0.01%
221
– –
F icon
292
Ford
F
$55.7B
$21K 0.01%
2,247
+11
+0.5% +$99
FHLC icon
293
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$21K 0.01%
429
+1
+0.2% +$46
FTNT icon
294
Fortinet
FTNT
$117B
$21K 0.01%
+1,000
New +$18.8K
NKX icon
295
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$21K 0.01%
1,375
– –
SABA
296
Saba Capital Income & Opportunities Fund II
SABA
$223M
$21K 0.01%
1,675
– –
TSLA icon
297
Tesla
TSLA
$1.3T
$21K 0.01%
750
+45
+6% +$976
ENR icon
298
Energizer
ENR
$1.55B
$20K 0.01%
407
– –
GMED icon
299
Globus Medical
GMED
$11.2B
$20K 0.01%
345
– –
SCHZ icon
300
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$20K 0.01%
750
+2
+0.3% +$54
10 11
12
13 14

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.