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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
276
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$20K 0.01%
800
+5
+0.6% +$127
SCHZ icon
277
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$20K 0.01%
748
+2
+0.3% +$53
VLO icon
278
Valero Energy
VLO
$85.9B
$20K 0.01%
234
– –
BSCK
279
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$20K 0.01%
950
– –
ADM icon
280
Archer Daniels Midland
ADM
$36.9B
$19K 0.01%
472
+1
+0.2% +$40
DOW icon
281
Dow Inc
DOW
$21.2B
$19K 0.01%
404
-100
-20% -$4.68K
FHLC icon
282
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$19K 0.01%
428
+1
+0.2% +$44
FSBW icon
283
FS Bancorp
FSBW
$320M
$19K 0.01%
724
– –
SAGE
284
DELISTED
Sage Therapeutics
SAGE
$19K 0.01%
137
– –
ENR icon
285
Energizer
ENR
$1.55B
$18K 0.01%
407
– –
ETN icon
286
Eaton
ETN
$174B
$18K 0.01%
221
– –
GMED icon
287
Globus Medical
GMED
$11.2B
$18K 0.01%
345
– –
INFY icon
288
Infosys
INFY
$50.7B
$18K 0.01%
1,600
– –
SCHB icon
289
Schwab US Broad Market ETF
SCHB
$44.9B
$18K 0.01%
1,500
– –
WPM icon
290
Wheaton Precious Metals
WPM
$60.9B
$18K 0.01%
680
– –
AVGO icon
291
Broadcom
AVGO
$2.04T
$17K 0.01%
610
+230
+61% +$6.54K
IVV icon
292
iShares Core S&P 500 ETF
IVV
$902B
$17K 0.01%
57
– –
KMI icon
293
Kinder Morgan
KMI
$68.7B
$17K 0.01%
818
+6
+0.7% +$123
OLLI icon
294
Ollie's Bargain Outlet
OLLI
$4.94B
$17K 0.01%
297
– –
PPT
295
Franklin Premier Income Trust
PPT
$328M
$17K 0.01%
3,150
– –
SLAB icon
296
Silicon Laboratories
SLAB
$7.23B
$17K 0.01%
156
– –
VIAV icon
297
Viavi Solutions
VIAV
$9.66B
$17K 0.01%
1,201
– –
RTL
298
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$17K 0.01%
1,200
– –
AFL icon
299
Aflac
AFL
$62.6B
$16K 0.01%
310
– –
EA
300
DELISTED
Electronic Arts
EA
$16K 0.01%
160
– –
10 11
12
13 14

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.