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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
276
iShares Select Dividend ETF
DVY
$23.6B
$20K 0.01%
220
+100
+83% +$9.58K
F icon
277
Ford
F
$55.7B
$20K 0.01%
2,657
-1,977
-43% -$17.6K
HIG icon
278
Hartford Financial Services
HIG
$39.3B
$20K 0.01%
446
– –
IDCC icon
279
InterDigital
IDCC
$8.89B
$20K 0.01%
300
– –
SABA
280
Saba Capital Income & Opportunities Fund II
SABA
$223M
$20K 0.01%
1,675
– –
VGSH icon
281
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$20K 0.01%
+340
New +$20.3K
VMO icon
282
Invesco Municipal Opportunity Trust
VMO
$663M
$20K 0.01%
1,815
-6,685
-79% -$74.3K
HEP
283
DELISTED
Holly Energy Partners, L.P.
HEP
$20K 0.01%
700
– –
DISH
284
DELISTED
DISH Network Corp.
DISH
$20K 0.01%
800
– –
BSCK
285
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$20K 0.01%
950
-3,695
-80% -$77.7K
BR icon
286
Broadridge
BR
$19B
$19K 0.01%
200
– –
OMCL icon
287
Omnicell
OMCL
$1.68B
$19K 0.01%
307
– –
SCHZ icon
288
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$19K 0.01%
742
+462
+165% +$11.5K
TPL icon
289
Texas Pacific Land
TPL
$23.5B
$19K 0.01%
315
+90
+40% +$6.49K
GWPH
290
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$19K 0.01%
200
-100
-33% -$13.1K
SINA
291
DELISTED
Sina Corp
SINA
$19K 0.01%
360
– –
ENR icon
292
Energizer
ENR
$1.55B
$18K 0.01%
407
– –
EOG icon
293
EOG Resources
EOG
$70.7B
$18K 0.01%
210
– –
OLLI icon
294
Ollie's Bargain Outlet
OLLI
$4.94B
$18K 0.01%
272
– –
POOL icon
295
Pool Corp
POOL
$7.5B
$18K 0.01%
118
– –
SLYV icon
296
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$18K 0.01%
331
-130,834
-100% -$7.94M
VLO icon
297
Valero Energy
VLO
$85.9B
$18K 0.01%
234
– –
ATO icon
298
Atmos Energy
ATO
$28.8B
$17K 0.01%
185
– –
CGC
299
Canopy Growth
CGC
$410M
$17K 0.01%
62
-30
-33% -$11.3K
FHLC icon
300
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$17K 0.01%
422
+102
+32% +$4.48K
10 11
12
13 14

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.