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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
276
Canadian National Railway
CNI
$76.6B
$27K 0.01%
300
– –
EOG icon
277
EOG Resources
EOG
$70.7B
$27K 0.01%
210
– –
VLO icon
278
Valero Energy
VLO
$85.9B
$27K 0.01%
234
– –
WCN
279
Waste Connections
WCN
$42B
$27K 0.01%
334
– –
TWTR
280
DELISTED
Twitter, Inc.
TWTR
$27K 0.01%
945
+345
+58% +$12.2K
Y
281
DELISTED
Alleghany Corp
Y
$27K 0.01%
+42
New +$26.3K
BNY
282
Bank of New York Mellon
BNY
$107B
$26K 0.01%
508
+320
+170% +$16.8K
BR icon
283
Broadridge
BR
$19B
$26K 0.01%
200
– –
EPAM icon
284
EPAM Systems
EPAM
$5.03B
$26K 0.01%
190
– –
HTGC icon
285
Hercules Capital
HTGC
$3.23B
$26K 0.01%
2,003
+45
+2% +$600
LW icon
286
Lamb Weston
LW
$7.19B
$26K 0.01%
383
– –
MDT icon
287
Medtronic
MDT
$112B
$26K 0.01%
260
– –
MMU
288
Western Asset Managed Municipals Fund
MMU
$554M
$26K 0.01%
2,138
– –
OLLI icon
289
Ollie's Bargain Outlet
OLLI
$4.94B
$26K 0.01%
272
– –
RSPS icon
290
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
$26K 0.01%
1,005
+5
+0.5% +$129
FNKO icon
291
Funko
FNKO
$328M
$25K 0.01%
1,065
-300
-22% -$6.03K
TIP icon
292
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.01%
222
– –
SINA
293
DELISTED
Sina Corp
SINA
$25K 0.01%
360
– –
CMU
294
DELISTED
MFS High Yield Municipal Trust
CMU
$24K 0.01%
5,321
– –
ENR icon
295
Energizer
ENR
$1.55B
$24K 0.01%
407
– –
IDCC icon
296
InterDigital
IDCC
$8.89B
$24K 0.01%
300
– –
CEN
297
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$24K 0.01%
250
– –
MUS
298
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$24K 0.01%
2,035
+27
+1% +$324
NVO
299
Novo Nordisk
NVO
$209B
$23K 0.01%
970
+860
+782% +$21K
NVS icon
300
Novartis
NVS
$297B
$23K 0.01%
296
– –
10 11
12
13 14

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.