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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$223M
AUM Growth
+$18.1M
Cap. Flow
+$16.8M
Cap. Flow %
7.55%
Top 10 Hldgs %
56.22%
Holding
780
New
45
Increased
94
Reduced
101
Closed
118

Top Buys

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12.5M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$12.1M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.4M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$11.4M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$9.39M

Top Sells

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$15.7M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$12.3M
3
EWP icon
iShares MSCI Spain ETF
EWP
+$12.3M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$8.46M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.97M

Sector Composition

Rank Sector Weight
1 Technology 19.32%
2 Industrials 5.94%
3 Consumer Discretionary 4.1%
4 Healthcare 2.74%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STM icon
276
STMicroelectronics
STM
$50B
$24K 0.01%
1,065
– –
WCN
277
Waste Connections
WCN
$42B
$24K 0.01%
334
– –
CP icon
278
Canadian Pacific Kansas City
CP
$80.5B
$23K 0.01%
665
– –
HIG icon
279
Hartford Financial Services
HIG
$39.3B
$23K 0.01%
446
– –
HTGC icon
280
Hercules Capital
HTGC
$3.23B
$23K 0.01%
1,911
+47
+3% +$589
BR icon
281
Broadridge
BR
$19B
$22K 0.01%
200
– –
CAH icon
282
Cardinal Health
CAH
$55.4B
$22K 0.01%
357
+1
+0.3% +$69
CNI icon
283
Canadian National Railway
CNI
$76.6B
$22K 0.01%
300
– –
EOG icon
284
EOG Resources
EOG
$70.7B
$22K 0.01%
210
– –
EPAM icon
285
EPAM Systems
EPAM
$5.03B
$22K 0.01%
190
– –
IDCC icon
286
InterDigital
IDCC
$8.89B
$22K 0.01%
300
– –
LW icon
287
Lamb Weston
LW
$7.19B
$22K 0.01%
383
– –
RSPM icon
288
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$194M
$22K 0.01%
1,035
-177,245
-99% -$3.97M
SAGE
289
DELISTED
Sage Therapeutics
SAGE
$22K 0.01%
137
– –
SJM icon
290
J.M. Smucker
SJM
$12.8B
$22K 0.01%
181
– –
VLO icon
291
Valero Energy
VLO
$85.9B
$22K 0.01%
234
– –
SVU
292
DELISTED
SUPERVALU Inc.
SVU
$22K 0.01%
+1,428
New +$22.7K
DVY icon
293
iShares Select Dividend ETF
DVY
$23.6B
$21K 0.01%
222
+1
+0.5% +$98
MDT icon
294
Medtronic
MDT
$112B
$21K 0.01%
260
– –
NVS icon
295
Novartis
NVS
$297B
$21K 0.01%
296
– –
RTX icon
296
RTX Corp
RTX
$301B
$21K 0.01%
262
+55
+27% +$4.54K
SABA
297
Saba Capital Income & Opportunities Fund II
SABA
$223M
$21K 0.01%
1,675
– –
CEN
298
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-250
Closed -$24.9K
EPC icon
299
Edgewell Personal Care
EPC
$1.31B
$20K 0.01%
407
– –
LGND icon
300
Ligand Pharmaceuticals
LGND
$6.36B
$20K 0.01%
191
– –
10 11
12
13 14

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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Tradewinds Capital Management held 780 positions worth $223M, up 8.8% from $205M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management deployed $16.8M of net new capital in Q1 2018, opening 45 new positions and adding to 94 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio Europe ETF, an estimated $15.7M trimmed.

  • Tradewinds Capital Management's largest Q1 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Financials ETF in Q1 2018, an estimated $12.5M increase.
  • Tradewinds Capital Management's biggest Q1 2018 reduction was State Street SPDR Portfolio Europe ETF, cutting an estimated $15.7M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q1 2018, selling an estimated $801K.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $223M portfolio in Q1 2018.
  • Tradewinds Capital Management opened 45 new positions and closed 118 in Q1 2018.
  • Tradewinds Capital Management's portfolio value rose 8.8% quarter-over-quarter to $223M.

Based on Tradewinds Capital Management's 13F filing for Q1 2018, filed 2 May 2018.