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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
276
Canadian National Railway
CNI
$76.1B
$25K 0.01%
300
– –
HIG icon
277
Hartford Financial Services
HIG
$38.9B
$25K 0.01%
446
– –
TIP icon
278
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.01%
222
– –
CEM
279
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$25K 0.01%
+322
New +$22.1K
CEN
280
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$25K 0.01%
+250
New +$24.5K
BURL icon
281
Burlington
BURL
$23.2B
$24K 0.01%
197
– –
CP icon
282
Canadian Pacific Kansas City
CP
$79.7B
$24K 0.01%
665
– –
EPC icon
283
Edgewell Personal Care
EPC
$1.27B
$24K 0.01%
407
– –
HTGC icon
284
Hercules Capital
HTGC
$3.15B
$24K 0.01%
1,864
+41
+2% +$536
MU icon
285
Micron Technology
MU
$1.01T
$24K 0.01%
590
– –
RDFN
286
DELISTED
Redfin
RDFN
$24K 0.01%
755
+200
+36% +$4.86K
WCN
287
Waste Connections
WCN
$42.3B
$24K 0.01%
334
– –
EOG icon
288
EOG Resources
EOG
$77.6B
$23K 0.01%
210
– –
HSY icon
289
Hershey
HSY
$35.7B
$23K 0.01%
206
– –
IDCC icon
290
InterDigital
IDCC
$7.98B
$23K 0.01%
300
– –
SAGE
291
DELISTED
Sage Therapeutics
SAGE
$23K 0.01%
137
– –
STM icon
292
STMicroelectronics
STM
$48.4B
$23K 0.01%
1,065
– –
HEP
293
DELISTED
Holly Energy Partners, L.P.
HEP
$23K 0.01%
700
– –
AYR
294
DELISTED
Aircastle Ltd
AYR
$23K 0.01%
1,000
– –
A icon
295
Agilent Technologies
A
$39.5B
$22K 0.01%
333
-66
-17% -$4.45K
CAH icon
296
Cardinal Health
CAH
$55.2B
$22K 0.01%
356
+1
+0.3% +$62
DVY icon
297
iShares Select Dividend ETF
DVY
$23.8B
$22K 0.01%
221
+1
+0.5% +$96
ILMN icon
298
Illumina
ILMN
$29.9B
$22K 0.01%
105
+2
+2% +$412
LW icon
299
Lamb Weston
LW
$7.29B
$22K 0.01%
383
– –
MAS icon
300
Masco
MAS
$14.7B
$22K 0.01%
+500
New +$20.3K
10 11
12
13 14

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MCM
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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.