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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDX icon
276
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$24K 0.01%
2,055
– –
HTGC icon
277
Hercules Capital
HTGC
$3.11B
$24K 0.01%
1,823
+44
+2% +$564
LUMN icon
278
Lumen
LUMN
$6.39B
$24K 0.01%
1,289
– –
SCHE icon
279
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$24K 0.01%
878
-2,910
-77% -$77K
BKR icon
280
Baker Hughes
BKR
$61B
$23K 0.01%
+621
New +$22K
MU icon
281
Micron Technology
MU
$1.03T
$23K 0.01%
590
– –
SABA
282
Saba Capital Income & Opportunities Fund II
SABA
$224M
$23K 0.01%
1,675
– –
WCN
283
Waste Connections
WCN
$41.4B
$23K 0.01%
334
– –
HEP
284
DELISTED
Holly Energy Partners, L.P.
HEP
$23K 0.01%
700
+300
+75% +$10K
CDK
285
DELISTED
CDK Global, Inc.
CDK
$23K 0.01%
366
– –
CP icon
286
Canadian Pacific Kansas City
CP
$80.6B
$22K 0.01%
665
– –
GWW icon
287
W.W. Grainger
GWW
$61.1B
$22K 0.01%
123
– –
HSY icon
288
Hershey
HSY
$35.9B
$22K 0.01%
206
– –
IDCC icon
289
InterDigital
IDCC
$8.45B
$22K 0.01%
300
– –
NKX icon
290
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$22K 0.01%
1,375
– –
NXR
291
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$22K 0.01%
1,438
-1,000
-41% -$14.9K
AYR
292
DELISTED
Aircastle Ltd
AYR
$22K 0.01%
1,000
– –
DVY icon
293
iShares Select Dividend ETF
DVY
$23.5B
$21K 0.01%
220
+100
+83% +$9.25K
HBI
294
DELISTED
Hanesbrands
HBI
$21K 0.01%
832
– –
SEE
295
DELISTED
Sealed Air
SEE
$21K 0.01%
490
– –
STM icon
296
STMicroelectronics
STM
$47B
$21K 0.01%
1,065
– –
GER
297
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$21K 0.01%
336
-3
-0.9% -$189
ASIX icon
298
AdvanSix
ASIX
$543M
$20K 0.01%
506
-12
-2% -$407
EMR icon
299
Emerson Electric
EMR
$91.9B
$20K 0.01%
318
– –
EOG icon
300
EOG Resources
EOG
$72.3B
$20K 0.01%
210
– –
10 11
12
13 14

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.