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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AYR
276
DELISTED
Aircastle Ltd
AYR
$24K 0.02%
1,000
– –
AB icon
277
AllianceBernstein
AB
$3.47B
– –
0
– –
ENR icon
278
Energizer
ENR
$1.54B
$23K 0.01%
407
– –
FNDX icon
279
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$23K 0.01%
2,055
– –
LW icon
280
Lamb Weston
LW
$7.33B
$23K 0.01%
557
– –
CNI icon
281
Canadian National Railway
CNI
$77.1B
$22K 0.01%
300
-15
-5% -$1.06K
LUMN icon
282
Lumen
LUMN
$6.26B
$22K 0.01%
954
-153
-14% -$3.73K
CALY
283
Callaway Golf Company
CALY
$3.44B
$22K 0.01%
2,000
– –
PSX icon
284
Phillips 66
PSX
$81.2B
$22K 0.01%
284
-184
-39% -$14.8K
SABA
285
Saba Capital Income & Opportunities Fund II
SABA
$224M
$22K 0.01%
1,675
– –
UN
286
DELISTED
Unilever NV New York Registry Shares
UN
$22K 0.01%
441
+150
+52% +$6.72K
A icon
287
Agilent Technologies
A
$39.9B
$21K 0.01%
399
– –
HIG icon
288
Hartford Financial Services
HIG
$39.4B
$21K 0.01%
446
– –
HSBC icon
289
HSBC
HSBC
$352B
$21K 0.01%
565
– –
J icon
290
Jacobs Solutions
J
$17.1B
$21K 0.01%
455
+2
+0.4% +$95
JEF icon
291
Jefferies Financial Group
JEF
$13B
$21K 0.01%
896
– –
MIDD icon
292
Middleby
MIDD
$6.12B
$21K 0.01%
+153
New +$20.8K
SEE
293
DELISTED
Sealed Air
SEE
$21K 0.01%
490
+220
+81% +$10.3K
YHOO
294
DELISTED
Yahoo Inc
YHOO
$21K 0.01%
443
-585
-57% -$26.1K
CP icon
295
Canadian Pacific Kansas City
CP
$80.4B
$20K 0.01%
+665
New +$19.7K
NKX icon
296
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$20K 0.01%
1,375
– –
PCG icon
297
PG&E
PCG
$37.9B
$20K 0.01%
301
-48
-14% -$3.06K
WCN
298
Waste Connections
WCN
$41.5B
$20K 0.01%
+335
New +$18.7K
SHPG
299
DELISTED
Shire pic
SHPG
$20K 0.01%
115
+22
+24% +$3.84K
BURL icon
300
Burlington
BURL
$23.2B
$19K 0.01%
+197
New +$17.4K
10 11
12
13 14

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MCM
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KF
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.