TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+1.34%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$152M
AUM Growth
+$152M
Cap. Flow
+$5.52M
Cap. Flow %
3.64%
Top 10 Hldgs %
46.95%
Holding
753
New
54
Increased
107
Reduced
129
Closed
99

Top Buys

1
SCHF icon
Schwab International Equity ETF
SCHF
$13M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
$6.42M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$3.37M
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$1.28M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$424K

Top Sells

1
SCHH icon
Schwab US REIT ETF
SCHH
$12.4M
2
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$1.3M
3
MDYV icon
SPDR S&P 400 Mid Cap Value ETF
MDYV
$1.25M
4
SCHV icon
Schwab US Large-Cap Value ETF
SCHV
$1.19M
5
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$1.13M

Sector Composition

1 Technology 22.05%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MODG icon
276
Topgolf Callaway Brands
MODG
$1.76B
$22K 0.01%
2,000
– –
SABA
277
Saba Capital Income & Opportunities Fund II
SABA
$256M
$22K 0.01%
3,350
– –
GER
278
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-2,991
Closed -$22K
CDK
279
DELISTED
CDK Global, Inc.
CDK
$22K 0.01%
376
– –
CNI icon
280
Canadian National Railway
CNI
$60.4B
$21K 0.01%
315
– –
DG icon
281
Dollar General
DG
$23.9B
$21K 0.01%
278
+50
+22% +$3.78K
EOG icon
282
EOG Resources
EOG
$68.2B
$21K 0.01%
210
– –
NKE icon
283
Nike
NKE
$114B
$21K 0.01%
404
+150
+59% +$7.8K
PCG icon
284
PG&E
PCG
$33.6B
$21K 0.01%
349
-48
-12% -$2.89K
AYR
285
DELISTED
Aircastle Limited
AYR
$21K 0.01%
1,000
– –
J icon
286
Jacobs Solutions
J
$17.5B
$21K 0.01%
375
– –
HIG icon
287
Hartford Financial Services
HIG
$37.2B
$21K 0.01%
446
– –
LW icon
288
Lamb Weston
LW
$8.02B
$21K 0.01%
+557
New +$21K
BND icon
289
Vanguard Total Bond Market
BND
$134B
$20K 0.01%
+251
New +$20K
HSBC icon
290
HSBC
HSBC
$224B
$20K 0.01%
510
-815
-62% -$32K
KBE icon
291
SPDR S&P Bank ETF
KBE
$1.62B
$20K 0.01%
+470
New +$20K
KKR icon
292
KKR & Co
KKR
$124B
$20K 0.01%
1,300
– –
NKX icon
293
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$20K 0.01%
1,375
– –
ASXC
294
DELISTED
Asensus Surgical, Inc.
ASXC
$20K 0.01%
15,000
– –
JEF icon
295
Jefferies Financial Group
JEF
$13.4B
$19K 0.01%
802
– –
NOK icon
296
Nokia
NOK
$23.1B
$19K 0.01%
3,853
+987
+34% +$4.87K
OXY icon
297
Occidental Petroleum
OXY
$46.9B
$19K 0.01%
260
+100
+63% +$7.31K
SCHB icon
298
Schwab US Broad Market ETF
SCHB
$36.2B
$19K 0.01%
354
-103
-23% -$5.53K
A icon
299
Agilent Technologies
A
$35.7B
$18K 0.01%
399
– –
DWX icon
300
SPDR S&P International Dividend ETF
DWX
$489M
$18K 0.01%
498
– –
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12
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