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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALY
276
Callaway Golf Company
CALY
$3.14B
$22K 0.01%
2,000
– –
SABA
277
Saba Capital Income & Opportunities Fund II
SABA
$223M
$22K 0.01%
1,675
– –
GER
278
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-332
Closed -$20.9K
CDK
279
DELISTED
CDK Global, Inc.
CDK
$22K 0.01%
376
– –
CNI icon
280
Canadian National Railway
CNI
$76.6B
$21K 0.01%
315
– –
DG icon
281
Dollar General
DG
$27.9B
$21K 0.01%
278
+50
+22% +$3.65K
EOG icon
282
EOG Resources
EOG
$70.7B
$21K 0.01%
210
– –
HIG icon
283
Hartford Financial Services
HIG
$39.3B
$21K 0.01%
446
– –
J icon
284
Jacobs Solutions
J
$17B
$21K 0.01%
453
– –
LW icon
285
Lamb Weston
LW
$7.19B
$21K 0.01%
+557
New +$19K
NKE icon
286
Nike
NKE
$61.9B
$21K 0.01%
404
+150
+59% +$7.69K
PCG icon
287
PG&E
PCG
$38.5B
$21K 0.01%
349
-48
-12% -$2.88K
AYR
288
DELISTED
Aircastle Ltd
AYR
$21K 0.01%
1,000
– –
BND icon
289
Vanguard Total Bond Market
BND
$158B
$20K 0.01%
+251
New +$20.6K
HSBC icon
290
HSBC
HSBC
$356B
$20K 0.01%
565
-902
-61% -$32K
KBE icon
291
State Street SPDR S&P Bank ETF
KBE
$1.66B
$20K 0.01%
+470
New +$18.2K
KKR icon
292
KKR & Co
KKR
$92.3B
$20K 0.01%
1,300
– –
NKX icon
293
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$20K 0.01%
1,375
– –
ASXC
294
DELISTED
Asensus Surgical, Inc.
ASXC
$20K 0.01%
1,154
– –
JEF icon
295
Jefferies Financial Group
JEF
$13.1B
$19K 0.01%
896
– –
NOK icon
296
Nokia
NOK
$52.3B
$19K 0.01%
3,853
+987
+34% +$4.65K
OXY icon
297
Occidental Petroleum
OXY
$55.9B
$19K 0.01%
260
+100
+63% +$7.1K
SCHB icon
298
Schwab US Broad Market ETF
SCHB
$44.9B
$19K 0.01%
2,124
-618
-23% -$5.45K
A icon
299
Agilent Technologies
A
$41.2B
$18K 0.01%
399
– –
DWX icon
300
State Street SPDR S&P International Dividend ETF
DWX
$533M
$18K 0.01%
498
– –
10 11
12
13 14

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.